We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
76
DELISTED
Citrix Systems Inc
CTXS
$347K 0.07%
2,474
– –
MCD icon
77
McDonald's
MCD
$195B
$338K 0.07%
1,507
– –
SLV icon
78
iShares Silver Trust
SLV
$30.9B
$326K 0.06%
14,352
-401,314
-97% -$9.77M
ITOT icon
79
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$325K 0.06%
3,547
– –
PFE icon
80
Pfizer
PFE
$153B
$319K 0.06%
8,797
-249
-3% -$8.84K
LLY icon
81
Eli Lilly
LLY
$1.06T
$311K 0.06%
1,665
– –
UNP icon
82
Union Pacific
UNP
$174B
$310K 0.06%
1,405
– –
ENB icon
83
Enbridge
ENB
$112B
$308K 0.06%
8,473
– –
MMM icon
84
3M
MMM
$94.3B
$307K 0.06%
1,908
– –
VB icon
85
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$305K 0.06%
1,426
– –
TSLA icon
86
Tesla
TSLA
$1.3T
$295K 0.06%
1,326
+261
+25% +$65.5K
FDX icon
87
FedEx
FDX
$75.4B
$285K 0.06%
1,005
– –
SHY icon
88
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$283K 0.06%
3,286
– –
PYPL icon
89
PayPal
PYPL
$50.5B
$278K 0.06%
1,144
+39
+4% +$9.85K
BMY icon
90
Bristol-Myers Squibb
BMY
$132B
$276K 0.05%
4,370
+8
+0.2% +$498
JPM icon
91
JPMorgan Chase
JPM
$950B
$276K 0.05%
1,815
+20
+1% +$2.88K
CVS icon
92
CVS Health
CVS
$122B
$271K 0.05%
3,607
– –
LOW icon
93
Lowe's Companies
LOW
$125B
$271K 0.05%
1,424
+112
+9% +$19.2K
MU icon
94
Micron Technology
MU
$991B
$271K 0.05%
3,075
+1,435
+88% +$122K
PEP icon
95
PepsiCo
PEP
$190B
$263K 0.05%
1,858
-100
-5% -$13.7K
SCHP icon
96
Schwab US TIPS ETF
SCHP
$16.2B
$263K 0.05%
8,596
-93,916
-92% -$2.89M
NVDA icon
97
NVIDIA
NVDA
$5.42T
$260K 0.05%
19,480
+720
+4% +$9.68K
SGOL icon
98
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$254K 0.05%
15,464
-4,154
-21% -$71.6K
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$230B
$253K 0.05%
5,898
– –
T icon
100
AT&T
T
$163B
$247K 0.05%
10,822
-25,682
-70% -$568K
2 3
4
5 6

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.