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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
76
Pfizer
PFE
$153B
$333K 0.07%
9,046
+1,908
+27% +$70K
XOM icon
77
ExxonMobil
XOM
$634B
$328K 0.07%
7,953
+441
+6% +$16.5K
MCD icon
78
McDonald's
MCD
$195B
$323K 0.07%
1,507
– –
CTXS
79
DELISTED
Citrix Systems Inc
CTXS
$322K 0.07%
2,474
– –
ISTB icon
80
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$317K 0.07%
6,130
– –
ITOT icon
81
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$306K 0.07%
3,547
– –
UNP icon
82
Union Pacific
UNP
$174B
$293K 0.06%
1,405
– –
PEP icon
83
PepsiCo
PEP
$190B
$290K 0.06%
1,958
+3
+0.2% +$426
JWN
84
DELISTED
Nordstrom
JWN
$288K 0.06%
9,212
-110
-1% -$2.3K
SHY icon
85
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$284K 0.06%
3,286
– –
LLY icon
86
Eli Lilly
LLY
$1.06T
$281K 0.06%
1,665
– –
MMM icon
87
3M
MMM
$94.3B
$279K 0.06%
1,908
– –
VB icon
88
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$278K 0.06%
1,426
+1,025
+256% +$181K
BMY icon
89
Bristol-Myers Squibb
BMY
$132B
$271K 0.06%
4,362
+1,000
+30% +$61.5K
ENB icon
90
Enbridge
ENB
$112B
$271K 0.06%
8,473
-282
-3% -$8.58K
OTEL
91
DELISTED
Otelco, Inc. Class A
OTEL
$265K 0.06%
22,950
– –
FDX icon
92
FedEx
FDX
$75.4B
$261K 0.06%
1,005
– –
PYPL icon
93
PayPal
PYPL
$50.5B
$259K 0.06%
1,105
+15
+1% +$3.11K
TSLA icon
94
Tesla
TSLA
$1.3T
$251K 0.05%
1,065
+180
+20% +$30.7K
AGG icon
95
iShares Core US Aggregate Bond ETF
AGG
$138B
$249K 0.05%
2,103
-22,873
-92% -$2.69M
VUG icon
96
Vanguard Morningstar Growth ETF
VUG
$230B
$249K 0.05%
5,898
+4,998
+555% +$199K
GLD icon
97
SPDR Gold Trust
GLD
$142B
$248K 0.05%
1,391
– –
CVS icon
98
CVS Health
CVS
$122B
$246K 0.05%
3,607
– –
SCHX icon
99
Schwab US Large- Cap ETF
SCHX
$74.6B
$246K 0.05%
16,248
-208,872
-93% -$2.99M
NVDA icon
100
NVIDIA
NVDA
$5.42T
$245K 0.05%
18,760
– –
2 3
4
5 6

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.