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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
76
Bank of America
BAC
$442B
$295K 0.07%
12,239
-199
-2% -$4.96K
SHY icon
77
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$284K 0.07%
3,286
– –
UNP icon
78
Union Pacific
UNP
$174B
$277K 0.07%
1,405
– –
PEP icon
79
PepsiCo
PEP
$190B
$271K 0.07%
1,955
+2
+0.1% +$272
ITOT icon
80
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$268K 0.06%
3,547
-1
-0% -$75
OTEL
81
DELISTED
Otelco, Inc. Class A
OTEL
$263K 0.06%
22,950
– –
XOM icon
82
ExxonMobil
XOM
$634B
$258K 0.06%
7,512
+2,230
+42% +$91.2K
ENB icon
83
Enbridge
ENB
$112B
$256K 0.06%
8,755
– –
MMM icon
84
3M
MMM
$94.3B
$255K 0.06%
1,908
-21
-1% -$2.83K
NVDA icon
85
NVIDIA
NVDA
$5.42T
$254K 0.06%
18,760
-5,600
-23% -$65.2K
FDX icon
86
FedEx
FDX
$75.4B
$253K 0.06%
1,005
+55
+6% +$11K
PFE icon
87
Pfizer
PFE
$153B
$249K 0.06%
7,138
+10
+0.1% +$351
GLD icon
88
SPDR Gold Trust
GLD
$142B
$246K 0.06%
1,391
– –
LLY icon
89
Eli Lilly
LLY
$1.06T
$246K 0.06%
1,665
– –
MRK icon
90
Merck
MRK
$318B
$245K 0.06%
3,099
– –
SCHR
91
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$237K 0.06%
8,078
-806,624
-99% -$23.7M
TRP icon
92
TC Energy
TRP
$65.9B
$228K 0.05%
5,418
– –
ECL icon
93
Ecolab
ECL
$79.9B
$225K 0.05%
1,127
– –
LOW icon
94
Lowe's Companies
LOW
$125B
$218K 0.05%
1,312
-762
-37% -$117K
PYPL icon
95
PayPal
PYPL
$50.5B
$215K 0.05%
1,090
+26
+2% +$4.9K
QQQ icon
96
Invesco QQQ Trust
QQQ
$481B
$215K 0.05%
774
-101
-12% -$27.4K
CVS icon
97
CVS Health
CVS
$122B
$211K 0.05%
3,607
– –
IBM icon
98
IBM
IBM
$224B
$205K 0.05%
1,766
-10
-0.6% -$1.18K
BMY icon
99
Bristol-Myers Squibb
BMY
$132B
$203K 0.05%
3,362
– –
KO icon
100
Coca-Cola
KO
$375B
$194K 0.05%
3,920
+388
+11% +$18.7K
2 3
4
5 6

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.