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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
(+0.21%)
Cap. Flow
+$52.3M
Cap. Flow
% of AUM
16.37%
Top 10 Holdings %
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$33.5M |
| 2 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$16.7M |
| 3 |
State Street SPDR Portfolio Europe ETF
SPEU
|
+$16M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$15.8M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large- Cap ETF
SCHX
|
+$23.1M |
| 2 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$15.9M |
| 3 |
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
|
+$13.9M |
| 4 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$13.3M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.62% |
| 2 | Consumer Discretionary | 3.53% |
| 3 | Industrials | 2.76% |
| 4 | Healthcare | 1.8% |
| 5 | Consumer Staples | 1.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
76
Schwab US Large- Cap ETF
SCHX
$74.6B
| $235K | 0.07% |
23,016
-1,903,242
| -99% | -$23.1M |
|
77
3M
MMM
$93.8B
| $232K | 0.07% |
2,032
-225
| -10% | -$29.6K |
|
78
Eli Lilly
LLY
$1.08T
| $231K | 0.07% |
1,665
| – | – |
|
79
Danaher
DHR
$145B
| $226K | 0.07% |
1,842
| – | – |
|
80
Pfizer
PFE
$154B
| $220K | 0.07% |
7,120
-225
| -3% | -$7.67K |
|
81
Union Pacific
UNP
$174B
| $219K | 0.07% |
1,555
| – | – |
|
82
CVS Health
CVS
$122B
| $215K | 0.07% |
3,623
-466
| -11% | -$31.1K |
|
83
iShares Core S&P Total US Stock Market ETF
ITOT
$97.9B
| $203K | 0.06% |
3,547
| – | – |
|
84
ExxonMobil
XOM
$655B
| $199K | 0.06% |
5,251
+933
| +22% | +$51.5K |
|
85
IBM
IBM
$224B
| $188K | 0.06% |
1,776
+5
| +0.3% | +$632 |
|
86
Bristol-Myers Squibb
BMY
$133B
| $187K | 0.06% |
3,362
| – | – |
|
87
Lowe's Companies
LOW
$123B
| $187K | 0.06% |
2,170
+96
| +5% | +$10.5K |
|
88
Schwab US REIT ETF
SCHH
$11.2B
| $184K | 0.06% |
11,236
-34,004
| -75% | -$726K |
|
89
JPMorgan Chase
JPM
$957B
| $181K | 0.06% |
2,007
-570
| -22% | -$69.3K |
|
90
Ecolab
ECL
$79.7B
| $176K | 0.06% |
1,127
-25
| -2% | -$4.7K |
|
91
Invesco QQQ Trust
QQQ
$480B
| $171K | 0.05% |
896
-138
| -13% | -$29.2K |
|
92
US Bancorp
USB
$100B
| $168K | 0.05% |
4,891
-808
| -14% | -$38.9K |
|
93
Diageo
DEO
$53.8B
| $167K | 0.05% |
1,312
-7
| -0.5% | -$1.05K |
|
94
Vanguard S&P 500 ETF
VOO
$1.03T
| $165K | 0.05% |
698
+339
| +94% | +$95K |
|
95
Duke Energy
DUK
$95.1B
| $164K | 0.05% |
2,031
-87
| -4% | -$7.99K |
|
96
Sempra
SRE
$55.4B
| $162K | 0.05% |
2,864
| – | – |
|
97
NVIDIA
NVDA
$5.31T
| $159K | 0.05% |
24,160
-200
| -0.8% | -$1.26K |
|
98
Coca-Cola
KO
$376B
| $158K | 0.05% |
3,577
+105
| +3% | +$5.67K |
|
|
JWN
99
DELISTED
Nordstrom
JWN
| $147K | 0.05% |
9,599
-90
| -0.9% | -$3K |
|
100
State Street SPDR S&P China ETF
GXC
$484M
| $142K | 0.04% |
1,552
| – | – |
|
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Tradewinds Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.
Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.
- Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
- Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
- Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
- Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
- Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
- Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
- Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.
Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.