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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
76
McDonald's
MCD
$195B
$304K 0.1%
1,536
+365
+31% +$72.4K
XOM icon
77
ExxonMobil
XOM
$636B
$301K 0.09%
4,318
+555
+15% +$38.4K
TRP icon
78
TC Energy
TRP
$66.4B
$289K 0.09%
5,418
-1,171
-18% -$60.1K
SDY icon
79
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$283K 0.09%
2,633
– –
UNP icon
80
Union Pacific
UNP
$176B
$281K 0.09%
1,555
– –
CTXS
81
DELISTED
Citrix Systems Inc
CTXS
$274K 0.09%
2,474
– –
PFE icon
82
Pfizer
PFE
$151B
$273K 0.09%
7,345
-225
-3% -$8.01K
UAL icon
83
United Airlines
UAL
$42B
$269K 0.08%
3,050
– –
ITOT icon
84
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$258K 0.08%
3,547
– –
DHR icon
85
Danaher
DHR
$142B
$251K 0.08%
1,842
-28
-1% -$3.54K
LOW icon
86
Lowe's Companies
LOW
$125B
$248K 0.08%
2,074
– –
FXY icon
87
Invesco CurrencyShares Japanese Yen Trust
FXY
$452M
$247K 0.08%
2,826
+57
+2% +$4.99K
GLD icon
88
SPDR Gold Trust
GLD
$141B
$247K 0.08%
1,729
-506
-23% -$70.7K
JPST icon
89
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$240K 0.08%
4,756
+29
+0.6% +$1.46K
MRK icon
90
Merck
MRK
$317B
$233K 0.07%
2,682
+518
+24% +$42.5K
OTEL
91
DELISTED
Otelco, Inc. Class A
OTEL
$230K 0.07%
22,950
– –
IBM icon
92
IBM
IBM
$222B
$227K 0.07%
1,771
– –
DEO icon
93
Diageo
DEO
$53.5B
$222K 0.07%
1,319
– –
ECL icon
94
Ecolab
ECL
$79.9B
$222K 0.07%
1,152
+1,102
+2,204% +$209K
QQQ icon
95
Invesco QQQ Trust
QQQ
$483B
$220K 0.07%
1,034
+43
+4% +$8.61K
SWK icon
96
Stanley Black & Decker
SWK
$15.6B
$220K 0.07%
1,325
– –
LLY icon
97
Eli Lilly
LLY
$1.05T
$219K 0.07%
1,665
+320
+24% +$37.1K
SRE icon
98
Sempra
SRE
$55.8B
$217K 0.07%
2,864
+754
+36% +$55.3K
BMY icon
99
Bristol-Myers Squibb
BMY
$131B
$216K 0.07%
3,362
+1,875
+126% +$107K
HDB icon
100
HDFC Bank
HDB
$121B
$213K 0.07%
6,736
– –
2 3
4
5 6

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.