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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
(+3%)
Cap. Flow
+$5.26M
Cap. Flow
% of AUM
2.09%
Top 10 Holdings %
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$14.7M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$14.2M |
| 3 |
State Street SPDR S&P China ETF
GXC
|
+$13.8M |
| 4 |
abrdn Physical Gold Shares ETF
SGOL
|
+$3.91M |
| 5 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$3.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$17M |
| 2 |
State Street SPDR Portfolio Europe ETF
SPEU
|
+$9.99M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$5.66M |
| 4 |
Schwab US REIT ETF
SCHH
|
+$5.22M |
| 5 |
iShares MSCI Spain ETF
EWP
|
+$3.88M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.52% |
| 2 | Industrials | 5.39% |
| 3 | Consumer Discretionary | 4.66% |
| 4 | Financials | 2.32% |
| 5 | Consumer Staples | 2.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
IBM
IBM
$224B
| $246K | 0.1% |
1,771
+93
| +6% | +$12.5K |
|
77
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
| $244K | 0.1% |
2,769
| – | – |
|
78
Danaher
DHR
$144B
| $239K | 0.09% |
1,870
| – | – |
|
|
CTXS
79
DELISTED
Citrix Systems Inc
CTXS
| $239K | 0.09% |
2,474
| – | – |
|
80
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $238K | 0.09% |
3,547
| – | – |
|
81
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $238K | 0.09% |
4,727
+32
| +0.7% | +$1.61K |
|
82
Lowe's Companies
LOW
$125B
| $228K | 0.09% |
2,074
+762
| +58% | +$80.4K |
|
83
iShares MSCI Germany ETF
EWG
$1.62B
| $224K | 0.09% |
8,319
+7,940
| +2,095% | +$213K |
|
84
Diageo
DEO
$53.6B
| $216K | 0.09% |
1,319
+7
| +0.5% | +$1.17K |
|
85
Oneok
OKE
$54.5B
| $210K | 0.08% |
2,855
+295
| +12% | +$20.9K |
|
86
Duke Energy
DUK
$97.3B
| $200K | 0.08% |
2,087
+2
| +0.1% | +$182 |
|
87
HDFC Bank
HDB
$121B
| $192K | 0.08% |
6,736
| – | – |
|
88
Stanley Black & Decker
SWK
$15.7B
| $191K | 0.08% |
1,325
| – | – |
|
89
Invesco QQQ Trust
QQQ
$484B
| $187K | 0.07% |
991
+34
| +4% | +$6.45K |
|
90
3M
MMM
$94.3B
| $184K | 0.07% |
1,336
-33
| -2% | -$4.61K |
|
91
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
| $180K | 0.07% |
3,474
+3,309
| +2,005% | +$168K |
|
92
Realty Income
O
$59.1B
| $178K | 0.07% |
2,391
| – | – |
|
93
Trane Technologies
TT
$106B
| $176K | 0.07% |
1,430
| – | – |
|
94
Merck
MRK
$318B
| $174K | 0.07% |
2,164
+39
| +2% | +$3.13K |
|
95
Nuveen Municipal Value Fund
NUV
$1.91B
| $168K | 0.07% |
16,023
| – | – |
|
96
Delta Air Lines
DAL
$60.1B
| $164K | 0.07% |
2,850
| – | – |
|
97
Sempra
SRE
$54.8B
| $156K | 0.06% |
2,110
| – | – |
|
98
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $155K | 0.06% |
1,911
+14
| +0.7% | +$1.13K |
|
99
Fortive
FTV
$18.6B
| $152K | 0.06% |
3,519
| – | – |
|
100
Eli Lilly
LLY
$1.06T
| $150K | 0.06% |
1,345
| – | – |
|
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Tradewinds Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
- Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
- Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
- Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
- Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
- Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
- Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.
Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.