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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
76
iShares MSCI EAFE ETF
EFA
$80.2B
$305K 0.11%
4,695
-185
-4% -$11.7K
VNQ icon
77
Vanguard Real Estate ETF
VNQ
$39B
$298K 0.11%
3,432
+232
+7% +$19.2K
TRP icon
78
TC Energy
TRP
$65.9B
$296K 0.11%
6,589
– –
PHYS icon
79
Sprott Physical Gold
PHYS
$15.7B
$285K 0.1%
27,260
+476
+2% +$5.02K
PEP icon
80
PepsiCo
PEP
$190B
$280K 0.1%
2,284
+3
+0.1% +$342
PFE icon
81
Pfizer
PFE
$153B
$278K 0.1%
6,889
-49
-0.7% -$1.96K
GLD icon
82
SPDR Gold Trust
GLD
$141B
$273K 0.1%
2,235
– –
CEV
83
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$268K 0.1%
22,300
– –
JPST icon
84
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$266K 0.1%
5,294
-9,347
-64% -$470K
TMO icon
85
Thermo Fisher Scientific
TMO
$220B
$265K 0.1%
968
– –
SDY icon
86
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$262K 0.1%
2,633
– –
UNP icon
87
Union Pacific
UNP
$174B
$260K 0.1%
1,555
-20
-1% -$3.22K
USB icon
88
US Bancorp
USB
$99.6B
$257K 0.09%
5,333
– –
MMM icon
89
3M
MMM
$94.3B
$253K 0.09%
1,457
– –
SCHG icon
90
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$247K 0.09%
24,840
-10,504
-30% -$99.3K
CTXS
91
DELISTED
Citrix Systems Inc
CTXS
$247K 0.09%
2,474
– –
JPM icon
92
JPMorgan Chase
JPM
$950B
$246K 0.09%
2,427
-46
-2% -$4.74K
BYM
93
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$244K 0.09%
18,200
– –
DHR icon
94
Danaher
DHR
$144B
$244K 0.09%
2,085
– –
UAL icon
95
United Airlines
UAL
$42.1B
$243K 0.09%
3,050
– –
FXY icon
96
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
$238K 0.09%
2,769
+2,419
+691% +$210K
ITOT icon
97
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$228K 0.08%
3,547
– –
IBM icon
98
IBM
IBM
$224B
$226K 0.08%
1,678
– –
DEO icon
99
Diageo
DEO
$53.6B
$215K 0.08%
1,312
– –
CVS icon
100
CVS Health
CVS
$122B
$214K 0.08%
3,974
-47
-1% -$2.9K
2 3
4
5 6

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.