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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
(-22%)
Cap. Flow
-$22.3M
Cap. Flow
% of AUM
-10.95%
Top 10 Holdings %
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$12.3M |
| 2 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$12.3M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.3M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$5.02M |
| 5 |
Banner Corp
BANR
|
+$1.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$20.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$12.6M |
| 3 |
Global X MLP ETF
MLPA
|
+$11.1M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.94M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.49% |
| 2 | Industrials | 5.7% |
| 3 | Consumer Discretionary | 4.47% |
| 4 | Healthcare | 2.69% |
| 5 | Financials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
CVS Health
CVS
$122B
| $263K | 0.13% |
4,021
-28
| -0.7% | -$2.09K |
|
77
United Airlines
UAL
$41.7B
| $255K | 0.13% |
3,050
| – | – |
|
|
CTXS
78
DELISTED
Citrix Systems Inc
CTXS
| $253K | 0.12% |
2,474
| – | – |
|
79
PepsiCo
PEP
$189B
| $252K | 0.12% |
2,281
+2
| +0.1% | +$226 |
|
|
CEV
80
Eaton Vance California Municipal Income Trust
CEV
$72.9M
| $247K | 0.12% |
22,300
| – | – |
|
81
US Bancorp
USB
$99.6B
| $244K | 0.12% |
5,333
+23
| +0.4% | +$1.18K |
|
82
JPMorgan Chase
JPM
$948B
| $241K | 0.12% |
2,473
+286
| +13% | +$30.5K |
|
83
Vanguard Real Estate ETF
VNQ
$39.1B
| $239K | 0.12% |
3,200
+39
| +1% | +$3.07K |
|
84
State Street SPDR S&P Dividend ETF
SDY
$23.8B
| $236K | 0.12% |
2,633
| – | – |
|
85
TC Energy
TRP
$65.9B
| $235K | 0.12% |
6,589
| – | – |
|
86
3M
MMM
$94.3B
| $232K | 0.11% |
1,457
-281
| -16% | -$46.6K |
|
87
ExxonMobil
XOM
$633B
| $228K | 0.11% |
3,337
+2
| +0.1% | +$157 |
|
|
BYM
88
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $227K | 0.11% |
18,200
| – | – |
|
89
Union Pacific
UNP
$176B
| $218K | 0.11% |
1,575
| – | – |
|
90
Thermo Fisher Scientific
TMO
$216B
| $217K | 0.11% |
968
| – | – |
|
91
McDonald's
MCD
$195B
| $215K | 0.11% |
1,210
-109
| -8% | -$19.3K |
|
92
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $201K | 0.1% |
3,547
| – | – |
|
93
AT&T
T
$163B
| $198K | 0.1% |
9,171
-1,526
| -14% | -$35.5K |
|
94
Merck
MRK
$316B
| $194K | 0.1% |
2,655
-1,104
| -29% | -$77.9K |
|
95
Danaher
DHR
$142B
| $191K | 0.09% |
2,085
| – | – |
|
|
MUE
96
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $190K | 0.09% |
16,600
| – | – |
|
97
Diageo
DEO
$53.6B
| $186K | 0.09% |
1,312
| – | – |
|
98
AbbVie
ABBV
$432B
| $185K | 0.09% |
2,002
-684
| -25% | -$60.2K |
|
99
IBM
IBM
$221B
| $182K | 0.09% |
1,678
-104
| -6% | -$12.5K |
|
|
ESL
100
DELISTED
Esterline Technologies
ESL
| $182K | 0.09% |
1,500
| – | – |
|
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Tradewinds Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.
- Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
- Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
- Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
- Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
- Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
- Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.
Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.