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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
76
Enbridge
ENB
$112B
$280K 0.11%
8,675
– –
USB icon
77
US Bancorp
USB
$99.6B
$280K 0.11%
5,310
– –
CTXS
78
DELISTED
Citrix Systems Inc
CTXS
$275K 0.11%
2,474
– –
RTN
79
DELISTED
Raytheon Company
RTN
$273K 0.1%
1,323
– –
UAL icon
80
United Airlines
UAL
$42.1B
$272K 0.1%
3,050
– –
T icon
81
AT&T
T
$163B
$271K 0.1%
10,697
+989
+10% +$24.2K
TRP icon
82
TC Energy
TRP
$65.9B
$267K 0.1%
6,589
-375
-5% -$16.3K
GLD icon
83
SPDR Gold Trust
GLD
$141B
$259K 0.1%
2,301
-288
-11% -$33K
IBM icon
84
IBM
IBM
$224B
$258K 0.1%
1,782
– –
SDY icon
85
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$258K 0.1%
2,633
– –
PHYS icon
86
Sprott Physical Gold
PHYS
$15.7B
$256K 0.1%
26,784
+5,578
+26% +$54.5K
UNP icon
87
Union Pacific
UNP
$174B
$256K 0.1%
1,575
+245
+18% +$36.9K
PEP icon
88
PepsiCo
PEP
$190B
$255K 0.1%
2,279
+3
+0.1% +$340
VNQ icon
89
Vanguard Real Estate ETF
VNQ
$39B
$255K 0.1%
3,161
+45
+1% +$3.71K
ABBV icon
90
AbbVie
ABBV
$435B
$254K 0.1%
2,686
+3
+0.1% +$284
MRK icon
91
Merck
MRK
$318B
$254K 0.1%
3,759
+6
+0.2% +$382
CEV
92
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$250K 0.1%
22,300
– –
GE icon
93
GE Aerospace
GE
$384B
$248K 0.1%
4,587
-272
-6% -$16.8K
JPM icon
94
JPMorgan Chase
JPM
$950B
$247K 0.09%
2,187
– –
ITOT icon
95
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$236K 0.09%
3,547
– –
TMO icon
96
Thermo Fisher Scientific
TMO
$220B
$236K 0.09%
968
– –
WFC icon
97
Wells Fargo
WFC
$264B
$236K 0.09%
4,481
+655
+17% +$37.4K
FDX icon
98
FedEx
FDX
$75.4B
$235K 0.09%
975
– –
BYM
99
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$233K 0.09%
18,200
– –
PYPL icon
100
PayPal
PYPL
$50.5B
$232K 0.09%
2,640
-16
-0.6% -$1.41K
2 3
4
5 6

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.