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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTEL
76
DELISTED
Otelco, Inc. Class A
OTEL
$306K 0.15%
22,950
– –
HDB icon
77
HDFC Bank
HDB
$123B
$302K 0.15%
11,900
– –
EWJ icon
78
iShares MSCI Japan ETF
EWJ
$21.9B
$301K 0.15%
5,027
+4,979
+10,373% +$292K
PANW icon
79
Palo Alto Networks
PANW
$270B
$301K 0.15%
12,480
– –
USB icon
80
US Bancorp
USB
$98.2B
$288K 0.14%
5,376
-3,626
-40% -$195K
MMM icon
81
3M
MMM
$90.9B
$277K 0.14%
1,409
-80
-5% -$15.4K
CEV
82
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$271K 0.13%
22,300
– –
JPM icon
83
JPMorgan Chase
JPM
$935B
$271K 0.13%
2,536
+1
+0% +$101
GLD icon
84
SPDR Gold Trust
GLD
$131B
$268K 0.13%
2,164
– –
SWK icon
85
Stanley Black & Decker
SWK
$14.3B
$259K 0.13%
1,525
+200
+15% +$32.7K
BYM
86
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$258K 0.13%
18,200
-5,297
-23% -$76.2K
ABT icon
87
Abbott
ABT
$183B
$255K 0.12%
4,464
-1,122
-20% -$62.2K
VNQ icon
88
Vanguard Real Estate ETF
VNQ
$39.2B
$254K 0.12%
3,060
+42
+1% +$3.52K
SDY icon
89
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$249K 0.12%
2,633
– –
FDX icon
90
FedEx
FDX
$72.7B
$243K 0.12%
975
– –
O icon
91
Realty Income
O
$59.6B
$243K 0.12%
4,398
– –
WFC icon
92
Wells Fargo
WFC
$261B
$243K 0.12%
3,997
-194
-5% -$11K
SCHG icon
93
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$242K 0.12%
27,384
+3,920
+17% +$33.7K
MUE
94
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$231K 0.11%
16,600
– –
WY icon
95
Weyerhaeuser
WY
$18B
$231K 0.11%
6,547
– –
ABBV icon
96
AbbVie
ABBV
$443B
$220K 0.11%
2,271
+1
+0% +$94
CTXS
97
DELISTED
Citrix Systems Inc
CTXS
$218K 0.11%
2,474
– –
NUV icon
98
Nuveen Municipal Value Fund
NUV
$1.92B
$213K 0.1%
21,023
+5,000
+31% +$50.8K
MRK icon
99
Merck
MRK
$322B
$210K 0.1%
3,910
-55
-1% -$3.05K
MCD icon
100
McDonald's
MCD
$192B
$207K 0.1%
1,202
– –
2 3
4
5 6

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.