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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
IBM
IBM
$211B
$302K 0.15%
2,175
-369
-15% -$51.4K
PANW icon
77
Palo Alto Networks
PANW
$270B
$300K 0.15%
12,480
– –
PEP icon
78
PepsiCo
PEP
$190B
$299K 0.15%
2,684
-61
-2% -$7.05K
ABT icon
79
Abbott
ABT
$183B
$298K 0.15%
5,586
+1
+0% +$50
PFE icon
80
Pfizer
PFE
$143B
$292K 0.15%
8,622
-350
-4% -$11.2K
WMT icon
81
Walmart Inc
WMT
$885B
$292K 0.15%
11,202
+3
+0% +$79
HDB icon
82
HDFC Bank
HDB
$123B
$287K 0.15%
11,900
– –
CEV
83
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$278K 0.14%
22,300
– –
GLD icon
84
SPDR Gold Trust
GLD
$131B
$263K 0.13%
2,164
– –
MMM icon
85
3M
MMM
$90.9B
$261K 0.13%
1,489
-59
-4% -$10.2K
VNQ icon
86
Vanguard Real Estate ETF
VNQ
$39.2B
$251K 0.13%
3,018
+30
+1% +$2.51K
DHR icon
87
Danaher
DHR
$137B
$246K 0.13%
3,235
– –
O icon
88
Realty Income
O
$59.6B
$244K 0.12%
4,398
-94
-2% -$5.22K
JPM icon
89
JPMorgan Chase
JPM
$935B
$242K 0.12%
2,535
+1
+0% +$92
MRK icon
90
Merck
MRK
$322B
$242K 0.12%
3,965
+97
+3% +$5.88K
SDY icon
91
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$240K 0.12%
2,633
– –
MUE
92
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$231K 0.12%
16,600
– –
WFC icon
93
Wells Fargo
WFC
$261B
$231K 0.12%
4,191
+8
+0.2% +$425
WY icon
94
Weyerhaeuser
WY
$18B
$223K 0.11%
6,547
– –
FDX icon
95
FedEx
FDX
$72.7B
$220K 0.11%
975
– –
OTEL
96
DELISTED
Otelco, Inc. Class A
OTEL
$217K 0.11%
22,950
– –
ABBV icon
97
AbbVie
ABBV
$443B
$202K 0.1%
2,270
+1
+0% +$76
SWK icon
98
Stanley Black & Decker
SWK
$14.3B
$200K 0.1%
1,325
– –
SCHG icon
99
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$194K 0.1%
23,464
-17,928
-43% -$145K
FTV icon
100
Fortive
FTV
$17.9B
$192K 0.1%
4,304
– –
2 3
4
5 6

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PDL
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.