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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
76
3M
MMM
$90.9B
$280K 0.18%
1,751
+293
+20% +$44.9K
CEV
77
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$273K 0.17%
22,300
– –
WFC icon
78
Wells Fargo
WFC
$261B
$259K 0.16%
4,654
-3,707
-44% -$210K
GLD icon
79
SPDR Gold Trust
GLD
$131B
$257K 0.16%
2,164
– –
MRK icon
80
Merck
MRK
$322B
$252K 0.16%
4,152
+4
+0.1% +$243
ABT icon
81
Abbott
ABT
$183B
$248K 0.16%
5,584
+4,145
+288% +$179K
DHR icon
82
Danaher
DHR
$137B
$245K 0.15%
3,235
– –
VNQ icon
83
Vanguard Real Estate ETF
VNQ
$39.3B
$244K 0.15%
2,959
+26
+0.9% +$2.16K
DUK icon
84
Duke Energy
DUK
$97.8B
$243K 0.15%
2,957
+489
+20% +$38.9K
PFE icon
85
Pfizer
PFE
$143B
$240K 0.15%
7,394
-632
-8% -$19.9K
JPM icon
86
JPMorgan Chase
JPM
$935B
$239K 0.15%
2,719
+717
+36% +$63.3K
PANW icon
87
Palo Alto Networks
PANW
$270B
$234K 0.15%
12,480
– –
WY icon
88
Weyerhaeuser
WY
$18B
$225K 0.14%
6,632
+130
+2% +$4.23K
HDB icon
89
HDFC Bank
HDB
$123B
$224K 0.14%
11,900
– –
MCD icon
90
McDonald's
MCD
$192B
$224K 0.14%
1,729
+2
+0.1% +$251
MUE
91
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$220K 0.14%
16,600
– –
UAL icon
92
United Airlines
UAL
$39.4B
$215K 0.14%
3,050
– –
CTXS
93
DELISTED
Citrix Systems Inc
CTXS
$206K 0.13%
2,474
-633
-20% -$49.3K
FDX icon
94
FedEx
FDX
$72.7B
$198K 0.12%
1,015
+40
+4% +$7.64K
SDY icon
95
State Street SPDR S&P Dividend ETF
SDY
$23.6B
$197K 0.12%
2,233
– –
SCHX icon
96
Schwab US Large- Cap ETF
SCHX
$72.9B
$195K 0.12%
20,760
+1,500
+8% +$13.9K
ESV
97
DELISTED
Ensco Rowan plc
ESV
$192K 0.12%
5,362
+37
+0.7% +$1.5K
USB icon
98
US Bancorp
USB
$98.2B
$189K 0.12%
3,663
+1,708
+87% +$91.1K
PM icon
99
Philip Morris
PM
$297B
$186K 0.12%
1,648
– –
T icon
100
AT&T
T
$159B
$186K 0.12%
5,929
-153
-3% -$4.82K
2 3
4
5 6

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PDL
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.