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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
(+6.3%)
Cap. Flow
+$6.47M
Cap. Flow
% of AUM
4.27%
Top 10 Holdings %
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$13.2M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$6.66M |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$3.34M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$1.2M |
| 5 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$429K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$12.1M |
| 2 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.23M |
| 3 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.19M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$1.15M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$1.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.06% |
| 2 | Industrials | 6.93% |
| 3 | Consumer Discretionary | 4.93% |
| 4 | Healthcare | 4.08% |
| 5 | Financials | 3.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Bank of America
BAC
$442B
| $273K | 0.18% |
12,354
-500
| -4% | -$9.63K |
|
77
Progressive
PGR
$124B
| $269K | 0.18% |
7,565
| – | – |
|
78
Invesco Municipal Opportunity Trust
VMO
$656M
| $268K | 0.18% |
21,000
| – | – |
|
79
Palo Alto Networks
PANW
$296B
| $260K | 0.17% |
12,480
| – | – |
|
80
Pfizer
PFE
$147B
| $247K | 0.16% |
8,026
-1,719
| -18% | -$52.5K |
|
81
Vanguard Real Estate ETF
VNQ
$39.2B
| $242K | 0.16% |
2,933
+60
| +2% | +$4.89K |
|
82
SPDR Gold Trust
GLD
$138B
| $237K | 0.16% |
2,164
+16
| +0.7% | +$1.86K |
|
83
Merck
MRK
$317B
| $233K | 0.15% |
4,148
-133
| -3% | -$7.78K |
|
84
CF Industries
CF
$17.9B
| $228K | 0.15% |
7,250
| – | – |
|
85
Enbridge
ENB
$113B
| $224K | 0.15% |
5,317
| – | – |
|
|
MUE
86
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $224K | 0.15% |
+16,600
| New | +$224K |
|
87
Danaher
DHR
$140B
| $223K | 0.15% |
3,235
-2,888
| -47% | -$201K |
|
88
United Airlines
UAL
$43.1B
| $222K | 0.15% |
3,050
| – | – |
|
|
CTXS
89
DELISTED
Citrix Systems Inc
CTXS
| $221K | 0.15% |
3,107
| – | – |
|
90
3M
MMM
$93.9B
| $218K | 0.14% |
1,458
+1
| +0.1% | +$144 |
|
91
McDonald's
MCD
$195B
| $210K | 0.14% |
1,727
-11
| -0.6% | -$1.29K |
|
|
ESV
92
DELISTED
Ensco Rowan plc
ESV
| $207K | 0.14% |
5,325
| – | – |
|
93
Verizon
VZ
$193B
| $202K | 0.13% |
3,784
-1,964
| -34% | -$98.2K |
|
94
PepsiCo
PEP
$189B
| $198K | 0.13% |
1,893
-132
| -7% | -$13.8K |
|
95
Weyerhaeuser
WY
$18.6B
| $196K | 0.13% |
6,502
+3
| +0% | +$92 |
|
96
AT&T
T
$158B
| $195K | 0.13% |
6,082
-3,097
| -34% | -$91.4K |
|
97
Duke Energy
DUK
$96.2B
| $192K | 0.13% |
2,468
+215
| +10% | +$16.5K |
|
98
State Street SPDR S&P Dividend ETF
SDY
$23.8B
| $191K | 0.13% |
2,233
| – | – |
|
99
FedEx
FDX
$73.5B
| $182K | 0.12% |
975
| – | – |
|
100
HDFC Bank
HDB
$122B
| $181K | 0.12% |
11,900
| – | – |
|
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Tradewinds Capital Management's Q4 2016 Portfolio in Review
As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.
- Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
- Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
- Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
- Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
- Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
- Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
- Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.
Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.