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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
76
AT&T
T
$161B
$282K 0.2%
9,179
+327
+4% +$10.3K
GLD icon
77
SPDR Gold Trust
GLD
$138B
$270K 0.19%
2,148
– –
MRK icon
78
Merck
MRK
$317B
$255K 0.18%
4,281
+44
+1% +$2.57K
VNQ icon
79
Vanguard Real Estate ETF
VNQ
$38.9B
$249K 0.17%
2,873
+19
+0.7% +$1.7K
WFC icon
80
Wells Fargo
WFC
$267B
$241K 0.17%
5,451
+2,198
+68% +$105K
NEE icon
81
NextEra Energy
NEE
$178B
$238K 0.17%
7,784
+832
+12% +$26.2K
PGR icon
82
Progressive
PGR
$124B
$238K 0.17%
7,565
– –
ENB icon
83
Enbridge
ENB
$113B
$235K 0.16%
5,317
– –
PEP icon
84
PepsiCo
PEP
$188B
$220K 0.15%
2,025
-178
-8% -$19.2K
MMM icon
85
3M
MMM
$93.5B
$215K 0.15%
1,457
+199
+16% +$29.7K
HDB icon
86
HDFC Bank
HDB
$123B
$214K 0.15%
11,900
– –
CTXS
87
DELISTED
Citrix Systems Inc
CTXS
$211K 0.15%
3,107
– –
WY icon
88
Weyerhaeuser
WY
$18.4B
$208K 0.15%
6,499
-220
-3% -$6.96K
BAC icon
89
Bank of America
BAC
$443B
$201K 0.14%
12,854
+1
+0% +$15
MCD icon
90
McDonald's
MCD
$194B
$200K 0.14%
1,738
+181
+12% +$21.4K
SDY icon
91
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$188K 0.13%
2,233
+1,675
+300% +$143K
ESV
92
DELISTED
Ensco Rowan plc
ESV
$181K 0.13%
5,325
+3,250
+157% +$111K
DUK icon
93
Duke Energy
DUK
$96B
$180K 0.13%
2,253
+2
+0.1% +$166
CF icon
94
CF Industries
CF
$17.4B
$177K 0.12%
7,250
+4,350
+150% +$106K
EIM
95
Eaton Vance Municipal Bond Fund
EIM
$495M
$170K 0.12%
12,500
– –
FDX icon
96
FedEx
FDX
$75B
$170K 0.12%
975
– –
PM icon
97
Philip Morris
PM
$291B
$163K 0.11%
1,673
+319
+24% +$32K
SWK icon
98
Stanley Black & Decker
SWK
$15.7B
$163K 0.11%
1,325
– –
TLK icon
99
Telkom Indonesia
TLK
$14.7B
$162K 0.11%
4,914
-600
-11% -$19.2K
DEO icon
100
Diageo
DEO
$51.5B
$161K 0.11%
1,384
-200
-13% -$22.9K
2 3
4
5 6

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.