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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$195B
$312K 0.22%
5,581
+236
+4% +$12.2K
STJ
77
DELISTED
St Jude Medical
STJ
$306K 0.22%
3,920
– –
WMT icon
78
Walmart Inc
WMT
$885B
$304K 0.22%
12,504
+1,146
+10% +$26.5K
GOOG icon
79
Alphabet (Google) Class C
GOOG
$4.36T
$291K 0.21%
8,400
+60
+0.7% +$2.15K
T icon
80
AT&T
T
$159B
$289K 0.21%
8,852
+181
+2% +$5.39K
PFE icon
81
Pfizer
PFE
$143B
$275K 0.2%
8,226
+697
+9% +$22.2K
GLD icon
82
SPDR Gold Trust
GLD
$131B
$272K 0.19%
2,148
-20
-0.9% -$2.41K
PANW icon
83
Palo Alto Networks
PANW
$270B
$255K 0.18%
12,480
– –
PGR icon
84
Progressive
PGR
$123B
$253K 0.18%
7,565
– –
VNQ icon
85
Vanguard Real Estate ETF
VNQ
$39.2B
$253K 0.18%
2,854
-93
-3% -$7.82K
MRK icon
86
Merck
MRK
$322B
$233K 0.17%
4,237
-214
-5% -$11.4K
PEP icon
87
PepsiCo
PEP
$190B
$233K 0.17%
2,203
+41
+2% +$4.23K
NEE icon
88
NextEra Energy
NEE
$181B
$227K 0.16%
6,952
– –
ENB icon
89
Enbridge
ENB
$119B
$225K 0.16%
5,317
– –
NQS
90
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$214K 0.15%
13,771
+1,371
+11% +$20.7K
WY icon
91
Weyerhaeuser
WY
$18B
$200K 0.14%
6,719
-820
-11% -$25.2K
NVX
92
DELISTED
Nuveen Calif Div Muni
NVX
$200K 0.14%
12,000
-7,600
-39% -$123K
CTXS
93
DELISTED
Citrix Systems Inc
CTXS
$198K 0.14%
3,107
– –
HDB icon
94
HDFC Bank
HDB
$123B
$197K 0.14%
11,900
– –
DUK icon
95
Duke Energy
DUK
$97.8B
$193K 0.14%
2,251
-99
-4% -$7.91K
MCD icon
96
McDonald's
MCD
$192B
$187K 0.13%
1,557
+35
+2% +$4.38K
NPF
97
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$185K 0.13%
12,281
– –
MMM icon
98
3M
MMM
$90.9B
$184K 0.13%
1,258
+1
+0.1% +$141
MON
99
DELISTED
Monsanto Co
MON
$180K 0.13%
1,739
-150
-8% -$14.9K
DEO icon
100
Diageo
DEO
$49B
$179K 0.13%
1,584
– –
2 3
4
5 6

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.