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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUH
76
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$375K 0.26%
23,095
– –
NQI
77
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$363K 0.25%
25,500
– –
GE icon
78
GE Aerospace
GE
$389B
$346K 0.24%
2,269
+229
+11% +$32.3K
IBM icon
79
IBM
IBM
$220B
$344K 0.23%
2,378
-39
-2% -$4.98K
PANW icon
80
Palo Alto Networks
PANW
$293B
$339K 0.23%
12,480
+60
+0.5% +$1.48K
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.38T
$336K 0.23%
8,820
-100
-1% -$3.68K
AMAT icon
82
Applied Materials
AMAT
$419B
$324K 0.22%
15,293
+2
+0% +$36
NZH
83
DELISTED
Nuveen Calif Div
NZH
$324K 0.22%
21,500
– –
CEV
84
Eaton Vance California Municipal Income Trust
CEV
$72.2M
$322K 0.22%
22,300
– –
NPT
85
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$320K 0.22%
22,850
– –
GOOG icon
86
Alphabet (Google) Class C
GOOG
$4.36T
$311K 0.21%
8,340
-100
-1% -$3.58K
NVX
87
DELISTED
Nuveen Calif Div Muni
NVX
$309K 0.21%
19,600
– –
EVM
88
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$308K 0.21%
24,500
– –
VZ icon
89
Verizon
VZ
$195B
$289K 0.2%
5,345
+402
+8% +$20.1K
OIA icon
90
Invesco Municipal Income Opportunities Trust
OIA
$288M
$279K 0.19%
36,392
– –
PGR icon
91
Progressive
PGR
$125B
$266K 0.18%
7,565
-200
-3% -$6.39K
WMT icon
92
Walmart Inc
WMT
$892B
$259K 0.18%
11,358
-1,047
-8% -$23K
T icon
93
AT&T
T
$162B
$257K 0.18%
8,671
+3
+0% +$83
GLD icon
94
SPDR Gold Trust
GLD
$138B
$255K 0.17%
2,168
+200
+10% +$22.7K
SE
95
DELISTED
Spectra Energy Corp Wi
SE
$249K 0.17%
8,130
– –
VNQ icon
96
Vanguard Real Estate ETF
VNQ
$38.8B
$247K 0.17%
2,947
+109
+4% +$8.48K
NVG icon
97
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$237K 0.16%
15,626
– –
WY icon
98
Weyerhaeuser
WY
$18.3B
$234K 0.16%
7,539
+6,392
+557% +$171K
MRK icon
99
Merck
MRK
$317B
$225K 0.15%
4,451
-43
-1% -$2.11K
PEP icon
100
PepsiCo
PEP
$189B
$222K 0.15%
2,162
-62
-3% -$6.13K
2 3
4
5 6

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.