TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+8.48%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$138M
AUM Growth
+$138M
Cap. Flow
+$948K
Cap. Flow %
0.68%
Top 10 Hldgs %
44.58%
Holding
732
New
48
Increased
114
Reduced
87
Closed
49

Top Buys

1
SCHH icon
Schwab US REIT ETF
SCHH
$8.4M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$877K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$347K
4
VKQ icon
Invesco Municipal Trust
VKQ
$152K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$137K

Top Sells

1
SCHF icon
Schwab International Equity ETF
SCHF
$7.55M
2
MSFT icon
Microsoft
MSFT
$1.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
$338K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$291K
5
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$290K

Sector Composition

1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NQI
76
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$348K 0.25%
25,500
– –
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$2.79T
$347K 0.25%
+446
New +$347K
TRP icon
78
TC Energy
TRP
$54.1B
$320K 0.23%
9,814
– –
GOOG icon
79
Alphabet (Google) Class C
GOOG
$2.79T
$320K 0.23%
422
-446
-51% -$338K
IBM icon
80
IBM
IBM
$227B
$318K 0.23%
2,311
-144
-6% -$19.9K
NPT
81
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$306K 0.22%
22,850
– –
GE icon
82
GE Aerospace
GE
$293B
$305K 0.22%
9,776
-269
-3% -$8.37K
NZH
83
DELISTED
Nuveen Calif Div
NZH
$304K 0.22%
21,500
– –
NVX
84
DELISTED
Nuveen Calif Div Muni
NVX
$300K 0.22%
19,600
– –
EVM
85
Eaton Vance California Municipal Bond Fund
EVM
$222M
$298K 0.22%
24,500
– –
CEV
86
Eaton Vance California Municipal Income Trust
CEV
$66.7M
$297K 0.21%
22,300
– –
AMAT icon
87
Applied Materials
AMAT
$124B
$285K 0.21%
15,291
-2,024
-12% -$37.7K
BP icon
88
BP
BP
$88.8B
$269K 0.19%
8,615
+1,445
+20% +$45.1K
OIA icon
89
Invesco Municipal Income Opportunities Trust
OIA
$273M
$265K 0.19%
36,392
– –
WMT icon
90
Walmart
WMT
$793B
$253K 0.18%
4,135
+400
+11% +$24.5K
PGR icon
91
Progressive
PGR
$145B
$247K 0.18%
7,765
– –
STJ
92
DELISTED
St Jude Medical
STJ
$242K 0.17%
3,920
– –
VZ icon
93
Verizon
VZ
$184B
$228K 0.16%
4,943
-301
-6% -$13.9K
MRK icon
94
Merck
MRK
$210B
$227K 0.16%
4,288
+28
+0.7% +$1.52K
VNQ icon
95
Vanguard Real Estate ETF
VNQ
$34.1B
$226K 0.16%
2,838
+38
+1% +$3.03K
NVG icon
96
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$226K 0.16%
15,626
– –
T icon
97
AT&T
T
$208B
$225K 0.16%
6,547
-113
-2% -$3.89K
PEP icon
98
PepsiCo
PEP
$203B
$222K 0.16%
2,224
-50
-2% -$4.99K
BAC icon
99
Bank of America
BAC
$371B
$216K 0.16%
12,851
-39
-0.3% -$656
GLD icon
100
SPDR Gold Trust
GLD
$111B
$200K 0.14%
1,968
-14
-0.7% -$1.42K
2 3
4
5 6