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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQI
76
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$348K 0.25%
25,500
– –
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.38T
$347K 0.25%
+8,920
New +$330K
GOOG icon
78
Alphabet (Google) Class C
GOOG
$4.36T
$320K 0.23%
8,440
-8,920
-51% -$320K
TRP icon
79
TC Energy
TRP
$66.6B
$320K 0.23%
9,814
– –
IBM icon
80
IBM
IBM
$220B
$318K 0.23%
2,417
-151
-6% -$20.3K
NPT
81
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$306K 0.22%
22,850
– –
GE icon
82
GE Aerospace
GE
$389B
$305K 0.22%
2,040
-56
-3% -$7.95K
NZH
83
DELISTED
Nuveen Calif Div
NZH
$304K 0.22%
21,500
– –
NVX
84
DELISTED
Nuveen Calif Div Muni
NVX
$300K 0.22%
19,600
– –
EVM
85
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$298K 0.22%
24,500
– –
CEV
86
Eaton Vance California Municipal Income Trust
CEV
$72M
$297K 0.21%
22,300
– –
AMAT icon
87
Applied Materials
AMAT
$419B
$285K 0.21%
15,291
-2,024
-12% -$35.2K
BP icon
88
BP
BP
$109B
$269K 0.19%
10,239
+1,717
+20% +$48.8K
OIA icon
89
Invesco Municipal Income Opportunities Trust
OIA
$288M
$265K 0.19%
36,392
– –
WMT icon
90
Walmart Inc
WMT
$892B
$253K 0.18%
12,405
+1,200
+11% +$24.1K
PGR icon
91
Progressive
PGR
$125B
$247K 0.18%
7,765
– –
STJ
92
DELISTED
St Jude Medical
STJ
$242K 0.17%
3,920
– –
VZ icon
93
Verizon
VZ
$195B
$228K 0.16%
4,943
-301
-6% -$13.7K
MRK icon
94
Merck
MRK
$317B
$227K 0.16%
4,494
+30
+0.7% +$1.51K
NVG icon
95
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$226K 0.16%
15,626
– –
VNQ icon
96
Vanguard Real Estate ETF
VNQ
$38.8B
$226K 0.16%
2,838
+38
+1% +$3.01K
T icon
97
AT&T
T
$162B
$225K 0.16%
8,668
-150
-2% -$3.81K
PEP icon
98
PepsiCo
PEP
$189B
$222K 0.16%
2,224
-50
-2% -$4.99K
BAC icon
99
Bank of America
BAC
$441B
$216K 0.16%
12,851
-39
-0.3% -$660
GLD icon
100
SPDR Gold Trust
GLD
$138B
$200K 0.14%
1,968
-14
-0.7% -$1.48K
2 3
4
5 6

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.