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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$7.53M
Cap. Flow
+$8.33M
Cap. Flow %
5.85%
Top 10 Hldgs %
43.95%
Holding
729
New
88
Increased
134
Reduced
70
Closed
31

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.93M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$517K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$494K
5
PCAR icon
PACCAR
PCAR
+$281K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.12M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$889K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$219K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$132K

Sector Composition

Rank Sector Weight
1 Technology 23.72%
2 Industrials 7.4%
3 Healthcare 5.28%
4 Consumer Discretionary 4.68%
5 Financials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
76
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$326K 0.23%
23,997
– –
VMO icon
77
Invesco Municipal Opportunity Trust
VMO
$650M
$326K 0.23%
26,700
+4,100
+18% +$51.7K
NQI
78
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$322K 0.23%
25,500
– –
V icon
79
Visa
V
$690B
$311K 0.22%
4,624
– –
NPT
80
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$299K 0.21%
22,850
+1,600
+8% +$21K
BIE
81
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$296K 0.21%
21,065
+5,600
+36% +$81.6K
STJ
82
DELISTED
St Jude Medical
STJ
$286K 0.2%
3,920
– –
CEV
83
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$278K 0.2%
22,300
– –
EVM
84
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$277K 0.19%
24,500
– –
PFE icon
85
Pfizer
PFE
$145B
$276K 0.19%
8,673
-1,119
-11% -$36.5K
NZH
86
DELISTED
Nuveen Calif Div
NZH
$274K 0.19%
21,500
– –
BP icon
87
BP
BP
$109B
$272K 0.19%
8,102
-595
-7% -$20.8K
NVX
88
DELISTED
Nuveen Calif Div Muni
NVX
$267K 0.19%
19,600
– –
WMT icon
89
Walmart Inc
WMT
$888B
$265K 0.19%
11,202
+93
+0.8% +$2.37K
SE
90
DELISTED
Spectra Energy Corp Wi
SE
$265K 0.19%
8,130
– –
GE icon
91
GE Aerospace
GE
$391B
$262K 0.18%
2,055
-237
-10% -$30.7K
VZ icon
92
Verizon
VZ
$195B
$261K 0.18%
5,600
+591
+12% +$28.9K
GLD icon
93
SPDR Gold Trust
GLD
$132B
$251K 0.18%
2,232
+60
+3% +$6.87K
ENB icon
94
Enbridge
ENB
$117B
$249K 0.17%
5,317
– –
MRK icon
95
Merck
MRK
$316B
$244K 0.17%
4,497
+78
+2% +$4.38K
OIA icon
96
Invesco Municipal Income Opportunities Trust
OIA
$290M
$243K 0.17%
36,392
– –
BAC icon
97
Bank of America
BAC
$440B
$233K 0.16%
13,693
-982
-7% -$16.2K
PEP icon
98
PepsiCo
PEP
$190B
$227K 0.16%
2,432
+170
+8% +$16.2K
BBF
99
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$225K 0.16%
17,000
– –
XOM icon
100
ExxonMobil
XOM
$638B
$221K 0.16%
2,661
– –
2 3
4
5 6

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Tradewinds Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Tradewinds Capital Management held 729 positions worth $143M, up 5.6% from $135M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tradewinds Capital Management deployed $8.33M of net new capital in Q2 2015, opening 88 new positions and adding to 134 existing holdings. Its largest new stake was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $1.12M trimmed.

  • Tradewinds Capital Management's largest Q2 2015 buy was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.
  • Tradewinds Capital Management added most to Schwab Emerging Markets Equity ETF in Q2 2015, an estimated $6.93M increase.
  • Tradewinds Capital Management's biggest Q2 2015 reduction was Microsoft, cutting an estimated $1.12M.
  • Tradewinds Capital Management fully exited Lumos Pharma, Inc. Common Stock in Q2 2015, selling an estimated $83K.
  • Tradewinds Capital Management's ten largest holdings make up 44% of its $143M portfolio in Q2 2015.
  • Tradewinds Capital Management opened 88 new positions and closed 31 in Q2 2015.
  • Tradewinds Capital Management's portfolio value rose 5.6% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q2 2015, filed 30 Jul 2015.