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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
76
Comcast
CMCSA
$90.4B
$304K 0.23%
10,778
– –
V icon
77
Visa
V
$677B
$302K 0.22%
4,624
– –
PANW icon
78
Palo Alto Networks
PANW
$295B
$301K 0.22%
12,360
– –
CEV
79
Eaton Vance California Municipal Income Trust
CEV
$72.9M
$299K 0.22%
22,300
– –
NZH
80
DELISTED
Nuveen Calif Div
NZH
$295K 0.22%
21,500
– –
EVM
81
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$294K 0.22%
24,500
– –
SE
82
DELISTED
Spectra Energy Corp Wi
SE
$294K 0.22%
8,130
– –
VMO icon
83
Invesco Municipal Opportunity Trust
VMO
$664M
$293K 0.22%
22,600
+1,600
+8% +$20.8K
NPT
84
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$285K 0.21%
21,250
– –
NVX
85
DELISTED
Nuveen Calif Div Muni
NVX
$283K 0.21%
19,600
– –
BP icon
86
BP
BP
$108B
$282K 0.21%
8,697
+737
+9% +$24.1K
GE icon
87
GE Aerospace
GE
$385B
$273K 0.2%
2,292
-168
-7% -$20K
NPM
88
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$266K 0.2%
18,730
+1,400
+8% +$19.9K
ENB icon
89
Enbridge
ENB
$113B
$258K 0.19%
5,317
– –
OIA icon
90
Invesco Municipal Income Opportunities Trust
OIA
$291M
$258K 0.19%
36,392
– –
STJ
91
DELISTED
St Jude Medical
STJ
$256K 0.19%
3,920
– –
GLD icon
92
SPDR Gold Trust
GLD
$140B
$247K 0.18%
2,172
+43
+2% +$5.03K
VZ icon
93
Verizon
VZ
$195B
$244K 0.18%
5,009
+182
+4% +$8.78K
MRK icon
94
Merck
MRK
$318B
$242K 0.18%
4,419
+3
+0.1% +$170
BBF
95
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$241K 0.18%
17,000
– –
BIE
96
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$230K 0.17%
15,465
– –
NVG icon
97
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$227K 0.17%
15,626
– –
VNQ icon
98
Vanguard Real Estate ETF
VNQ
$39B
$227K 0.17%
2,689
– –
BAC icon
99
Bank of America
BAC
$441B
$226K 0.17%
14,675
-3,402
-19% -$54.6K
XOM icon
100
ExxonMobil
XOM
$634B
$226K 0.17%
2,661
-160
-6% -$14.2K
2 3
4
5 6

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.