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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
76
Comcast
CMCSA
$88.3B
$313K 0.23%
10,778
+2
+0% +$55
PFE icon
77
Pfizer
PFE
$148B
$304K 0.22%
10,299
-582
-5% -$16.7K
V icon
78
Visa
V
$684B
$303K 0.22%
4,624
– –
GE icon
79
GE Aerospace
GE
$400B
$298K 0.22%
2,460
-797
-24% -$98K
AMZN icon
80
Amazon
AMZN
$2.95T
$296K 0.21%
19,080
-1,100
-5% -$17.1K
SE
81
DELISTED
Spectra Energy Corp Wi
SE
$295K 0.21%
8,130
+7,861
+2,922% +$296K
CEV
82
Eaton Vance California Municipal Income Trust
CEV
$72M
$292K 0.21%
22,300
– –
NZH
83
DELISTED
Nuveen Calif Div
NZH
$291K 0.21%
21,500
– –
EVM
84
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$288K 0.21%
24,500
– –
NPT
85
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$282K 0.2%
21,250
– –
NVX
86
DELISTED
Nuveen Calif Div Muni
NVX
$281K 0.2%
19,600
– –
ENB icon
87
Enbridge
ENB
$113B
$273K 0.2%
5,317
– –
VMO icon
88
Invesco Municipal Opportunity Trust
VMO
$658M
$270K 0.2%
21,000
– –
XOM icon
89
ExxonMobil
XOM
$631B
$261K 0.19%
2,821
+75
+3% +$6.99K
MON
90
DELISTED
Monsanto Co
MON
$255K 0.18%
2,132
+129
+6% +$15K
STJ
91
DELISTED
St Jude Medical
STJ
$255K 0.18%
3,920
– –
OIA icon
92
Invesco Municipal Income Opportunities Trust
OIA
$289M
$254K 0.18%
36,392
– –
BP icon
93
BP
BP
$107B
$252K 0.18%
7,960
+4,025
+102% +$135K
PANW icon
94
Palo Alto Networks
PANW
$290B
$252K 0.18%
12,360
– –
NPM
95
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$245K 0.18%
17,330
– –
GLD icon
96
SPDR Gold Trust
GLD
$138B
$242K 0.17%
2,129
+246
+13% +$28.4K
MRK icon
97
Merck
MRK
$317B
$239K 0.17%
4,416
-779
-15% -$43.4K
BBF
98
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$237K 0.17%
17,000
-200
-1% -$2.77K
BIE
99
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$229K 0.17%
15,465
+1,687
+12% +$25K
VZ icon
100
Verizon
VZ
$194B
$226K 0.16%
4,827
-127
-3% -$6.21K
2 3
4
5 6

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.