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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$892B
$296K 0.22%
11,607
-264
-2% -$6.67K
MRK icon
77
Merck
MRK
$317B
$294K 0.22%
5,195
-45
-0.9% -$2.53K
NEE icon
78
NextEra Energy
NEE
$176B
$291K 0.22%
12,408
+860
+7% +$20.8K
CMCSA icon
79
Comcast
CMCSA
$89.4B
$290K 0.22%
10,776
-1,542
-13% -$42.2K
EVM
80
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$278K 0.21%
24,500
– –
CEV
81
Eaton Vance California Municipal Income Trust
CEV
$72.2M
$275K 0.21%
22,300
– –
NZH
82
DELISTED
Nuveen Calif Div
NZH
$275K 0.21%
21,500
– –
BAC icon
83
Bank of America
BAC
$441B
$274K 0.21%
16,091
+601
+4% +$9.57K
NVX
84
DELISTED
Nuveen Calif Div Muni
NVX
$271K 0.21%
19,600
– –
NPT
85
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$271K 0.21%
21,250
– –
HON icon
86
Honeywell
HON
$76.3B
$264K 0.2%
3,153
+115
+4% +$9.77K
VMO icon
87
Invesco Municipal Opportunity Trust
VMO
$660M
$263K 0.2%
21,000
– –
XOM icon
88
ExxonMobil
XOM
$642B
$258K 0.2%
2,746
+316
+13% +$31.5K
ENB icon
89
Enbridge
ENB
$113B
$255K 0.19%
5,317
-623
-10% -$30.8K
VZ icon
90
Verizon
VZ
$195B
$248K 0.19%
4,954
-1,329
-21% -$66.1K
OIA icon
91
Invesco Municipal Income Opportunities Trust
OIA
$288M
$247K 0.19%
36,392
– –
V icon
92
Visa
V
$692B
$247K 0.19%
4,624
– –
MMM icon
93
3M
MMM
$93.2B
$245K 0.19%
2,067
-149
-7% -$17.9K
T icon
94
AT&T
T
$162B
$238K 0.18%
8,924
-4,117
-32% -$110K
NPM
95
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$238K 0.18%
17,330
+7,400
+75% +$101K
SPY icon
96
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$236K 0.18%
1,199
+3
+0.3% +$593
STJ
97
DELISTED
St Jude Medical
STJ
$236K 0.18%
3,920
– –
BBF
98
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$234K 0.18%
17,200
– –
EBAY icon
99
eBay
EBAY
$48.9B
$228K 0.17%
9,552
-1,656
-15% -$36.8K
DEO icon
100
Diageo
DEO
$51.6B
$226K 0.17%
1,962
-272
-12% -$32.9K
2 3
4
5 6

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.