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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$197B
$307K 0.23%
6,283
-417
-6% -$20.2K
BNDX icon
77
Vanguard Total International Bond ETF
BNDX
$82B
$306K 0.23%
5,948
+2,955
+99% +$151K
WMT icon
78
Walmart Inc
WMT
$879B
$297K 0.23%
11,871
-1,653
-12% -$42.5K
NEE icon
79
NextEra Energy
NEE
$180B
$296K 0.23%
11,548
– –
MRK icon
80
Merck
MRK
$313B
$289K 0.22%
5,240
-64
-1% -$3.49K
NVG icon
81
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$285K 0.22%
20,160
– –
DEO icon
82
Diageo
DEO
$49.2B
$284K 0.22%
2,234
– –
EVM
83
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$284K 0.22%
24,500
– –
PFE icon
84
Pfizer
PFE
$142B
$283K 0.22%
10,067
-641
-6% -$18.3K
ENB icon
85
Enbridge
ENB
$118B
$282K 0.21%
5,940
– –
CEV
86
Eaton Vance California Municipal Income Trust
CEV
$70.8M
$278K 0.21%
22,300
– –
NZH
87
DELISTED
Nuveen Calif Div
NZH
$275K 0.21%
21,500
– –
NVX
88
DELISTED
Nuveen Calif Div Muni
NVX
$274K 0.21%
19,600
– –
NPT
89
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$273K 0.21%
21,250
– –
META icon
90
Meta Platforms (Facebook)
META
$1.51T
$272K 0.21%
4,049
-200
-5% -$12.3K
STJ
91
DELISTED
St Jude Medical
STJ
$271K 0.21%
3,920
-160
-4% -$10.4K
PEP icon
92
PepsiCo
PEP
$190B
$267K 0.2%
2,990
-262
-8% -$22.6K
MMM icon
93
3M
MMM
$91B
$265K 0.2%
2,216
-288
-12% -$33.8K
VMO icon
94
Invesco Municipal Opportunity Trust
VMO
$651M
$265K 0.2%
21,000
– –
HON icon
95
Honeywell
HON
$77.1B
$254K 0.19%
3,038
– –
OIA icon
96
Invesco Municipal Income Opportunities Trust
OIA
$289M
$253K 0.19%
36,392
– –
MON
97
DELISTED
Monsanto Co
MON
$250K 0.19%
2,003
+40
+2% +$4.68K
XOM icon
98
ExxonMobil
XOM
$642B
$245K 0.19%
2,430
– –
V icon
99
Visa
V
$682B
$244K 0.19%
4,624
– –
BBF
100
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$240K 0.18%
17,200
– –
2 3
4
5 6

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.