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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKN
76
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$302K 0.25%
21,000
– –
CMCSA icon
77
Comcast
CMCSA
$89.3B
$301K 0.25%
12,032
+1,542
+15% +$40.2K
NKX icon
78
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$291K 0.24%
21,875
– –
MRK icon
79
Merck
MRK
$317B
$287K 0.24%
5,304
-577
-10% -$29.9K
MMM icon
80
3M
MMM
$93.2B
$284K 0.23%
2,504
-798
-24% -$88.6K
FMN
81
Federated Hermes Premier Municipal Income Fund
FMN
$86.6M
$281K 0.23%
19,327
-3,279
-15% -$47K
DEO icon
82
Diageo
DEO
$51.6B
$278K 0.23%
2,234
– –
NEE icon
83
NextEra Energy
NEE
$176B
$276K 0.23%
11,548
– –
NAC icon
84
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$272K 0.22%
19,600
– –
PEP icon
85
PepsiCo
PEP
$189B
$272K 0.22%
3,252
-122
-4% -$9.9K
ENB icon
86
Enbridge
ENB
$113B
$270K 0.22%
5,940
– –
NVG icon
87
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$269K 0.22%
20,160
– –
CEV
88
Eaton Vance California Municipal Income Trust
CEV
$72.2M
$268K 0.22%
22,300
– –
NVX
89
DELISTED
Nuveen Calif Div Muni
NVX
$268K 0.22%
19,600
– –
STJ
90
DELISTED
St Jude Medical
STJ
$267K 0.22%
4,080
– –
NCU
91
DELISTED
NUVEEN (CAL) PREM INCM MUNI FD
NCU
$267K 0.22%
19,700
– –
EVM
92
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$266K 0.22%
24,500
– –
NPT
93
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$264K 0.22%
21,250
– –
NZH
94
DELISTED
Nuveen Calif Div
NZH
$263K 0.22%
21,500
– –
META icon
95
Meta Platforms (Facebook)
META
$1.5T
$256K 0.21%
4,249
+250
+6% +$15.8K
VMO icon
96
Invesco Municipal Opportunity Trust
VMO
$660M
$256K 0.21%
21,000
– –
EBAY icon
97
eBay
EBAY
$48.9B
$255K 0.21%
10,970
– –
HON icon
98
Honeywell
HON
$76.3B
$253K 0.21%
3,038
-316
-9% -$26.2K
NAD icon
99
Nuveen Quality Municipal Income Fund
NAD
$2.76B
$253K 0.21%
18,897
+117
+0.6% +$1.56K
V icon
100
Visa
V
$692B
$249K 0.2%
4,624
– –
2 3
4
5 6

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.