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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.01%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$617M
AUM Growth
-$35.5M
Cap. Flow
-$2.51M
Cap. Flow %
-0.41%
Top 10 Hldgs %
59.86%
Holding
879
New
68
Increased
163
Reduced
93
Closed
48

Top Buys

Rank Stock Value
1
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$30M
2
SCHH icon
Schwab US REIT ETF
SCHH
+$29.4M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$27.8M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$17.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$16.2M

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$27.8M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.4M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.6M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 16.01%
2 Consumer Discretionary 2.87%
3 Industrials 2.12%
4 Healthcare 1.37%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
W icon
851
Wayfair
W
$14.6B
$0 ﹤0.01%
+1
New +$141
WINT
852
DELISTED
Windtree Therapeutics
WINT
– –
0
– –
WST icon
853
West Pharmaceutical
WST
$25B
$0 ﹤0.01%
+1
New +$391
XOP icon
854
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.55B
– –
-20
Closed -$2K
GPUS
855
Hyperscale Data Inc
GPUS
$55.6M
– –
0
– –
PENG
856
Penguin Solutions Inc
PENG
$2.99B
– –
-100
Closed -$4K
SMAR
857
DELISTED
Smartsheet Inc.
SMAR
$0 ﹤0.01%
6
– –
MMAT
858
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-8
Closed -$2K
BHIL
859
DELISTED
Benson Hill, Inc.
BHIL
– –
-3
Closed -$1K
CLVRW
860
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$0 ﹤0.01%
200
– –
FUV
861
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-4
Closed -$1K
CBAY
862
DELISTED
Cymabay Therapeutics
CBAY
$0 ﹤0.01%
+35
New +$110
NEPT
863
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
MARK
864
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
5
– –
LTHM
865
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
+10
New +$233
FRTX
866
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
PACW
867
DELISTED
PacWest Bancorp
PACW
– –
-30
Closed -$1K
RAD
868
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
INFI
869
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-29,000
Closed -$65K
HEXO
870
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
7
– –
BIOR
871
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
-16
Closed -$8K
HYMCZ
872
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
100
– –
IPOD
873
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$0 ﹤0.01%
50
– –
GPL
874
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
66
– –
FMO
875
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-95
Closed -$1K
32 33 34
35
36

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Tradewinds Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Tradewinds Capital Management held 879 positions worth $617M, down 5.4% from $652M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management's Q1 2022 filing shows 68 new, 163 increased, 93 reduced and 48 closed positions. Its largest new stake was State Street Consumer Staples Select Sector SPDR ETF: 368,457 shares worth $28M. The largest sale was Schwab US TIPS ETF, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q1 2022 buy was State Street Consumer Staples Select Sector SPDR ETF: 368,457 shares worth $28M.
  • Tradewinds Capital Management added most to State Street SPDR S&P Global Natural Resources ETF in Q1 2022, an estimated $30M increase.
  • Tradewinds Capital Management's biggest Q1 2022 reduction was Schwab US TIPS ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited iShares Convertible Bond ETF in Q1 2022, selling an estimated $7.79M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $617M portfolio in Q1 2022.
  • Tradewinds Capital Management opened 68 new positions and closed 48 in Q1 2022.
  • Tradewinds Capital Management's portfolio value fell 5.4% quarter-over-quarter to $617M.

Based on Tradewinds Capital Management's 13F filing for Q1 2022, filed 25 Apr 2022.