TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
-3.01%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$617M
AUM Growth
-$35.5M
Cap. Flow
+$674K
Cap. Flow %
0.11%
Top 10 Hldgs %
59.86%
Holding
879
New
68
Increased
163
Reduced
93
Closed
48

Top Buys

1
GNR icon
SPDR S&P Global Natural Resources ETF
GNR
$32.2M
2
SCHH icon
Schwab US REIT ETF
SCHH
$30.3M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$28M
4
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$17.1M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
$16.8M

Top Sells

1
SCHP icon
Schwab US TIPS ETF
SCHP
$27.5M
2
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$27M
3
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
$26.9M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$19M
5
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$16.2M

Sector Composition

1 Technology 16%
2 Consumer Discretionary 2.85%
3 Industrials 2.13%
4 Healthcare 1.37%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMEO icon
851
Vimeo
VMEO
$734M
$0 ﹤0.01%
12
– –
VTOL icon
852
Bristow Group
VTOL
$1.09B
$0 ﹤0.01%
+6
New –
VVX icon
853
V2X
VVX
$1.79B
$0 ﹤0.01%
1
– –
W icon
854
Wayfair
W
$11.6B
$0 ﹤0.01%
+1
New –
WINT
855
DELISTED
Windtree Therapeutics
WINT
– –
0
– -$1K
WST icon
856
West Pharmaceutical
WST
$18B
$0 ﹤0.01%
+1
New –
XOP icon
857
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
-20
Closed -$2K
GPUS
858
Hyperscale Data, Inc.
GPUS
$11.9M
– –
0
– –
PENG
859
Penguin Solutions, Inc. Ordinary Shares
PENG
$1.3B
– –
-100
Closed -$4K
SMAR
860
DELISTED
Smartsheet Inc.
SMAR
$0 ﹤0.01%
6
– –
MMAT
861
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-8
Closed -$2K
BHIL
862
DELISTED
Benson Hill, Inc.
BHIL
– –
-3
Closed -$1K
CLVRW
863
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$0 ﹤0.01%
200
– –
FUV
864
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-4
Closed -$1K
CBAY
865
DELISTED
Cymabay Therapeutics
CBAY
$0 ﹤0.01%
+35
New –
NEPT
866
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
MARK
867
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
5
– –
RAD
868
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
INFI
869
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-29,000
Closed -$65K
HEXO
870
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
7
– –
BIOR
871
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
-16
Closed -$8K
HYMCZ
872
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
100
– –
IPOD
873
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$0 ﹤0.01%
50
– –
GPL
874
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
66
– –
FMO
875
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-95
Closed -$1K
32 33 34
35
36