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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-10.15%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$268M
AUM Growth
-$349M
Cap. Flow
-$290M
Cap. Flow %
-108.24%
Top 10 Hldgs %
83.12%
Holding
869
New
38
Increased
40
Reduced
238
Closed
370

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$28.6M
2
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28.2M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$27.2M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$20.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$19.9M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$66.1M
2
MSFT icon
Microsoft
MSFT
+$61M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$30.5M
4
INDA icon
iShares MSCI India ETF
INDA
+$26.8M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 2.54%
2 Industrials 1.58%
3 Financials 0.83%
4 Consumer Discretionary 0.81%
5 Consumer Staples 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASXC
826
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-50,077
Closed -$31K
CVIIU
827
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-1,500
Closed -$15K
SPWR
828
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-100
Closed -$2K
CAMP
829
DELISTED
CalAmp Corp.
CAMP
– –
-4
Closed -$1K
CLVRW
830
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-200
Closed –
CBAY
831
DELISTED
Cymabay Therapeutics
CBAY
$0 ﹤0.01%
35
– –
AYX
832
DELISTED
Alteryx Inc
AYX
– –
-500
Closed -$36K
BKCC
833
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-544
Closed -$2K
GOEV
834
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– -$1K
NEPT
835
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
MARK
836
DELISTED
Remark Holdings, Inc.
MARK
– –
-5
Closed –
NVTA
837
DELISTED
Invitae Corporation
NVTA
$0 ﹤0.01%
100
– –
WTER
838
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-40
Closed -$1K
LTHM
839
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
10
– –
SGEN
840
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-705
Closed -$102K
HEP
841
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-300
Closed -$5K
DEN
842
DELISTED
Denbury Inc.
DEN
– –
-173
Closed -$14K
FRGI
843
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-200
Closed -$1K
RAD
844
DELISTED
Rite Aid Corporation
RAD
– –
-25
Closed –
RTL
845
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-1,200
Closed -$9K
GMVD
846
DELISTED
G Medical Innovations Holdings Ltd. Ordinary Shares
GMVD
– –
-1,392
Closed -$62K
PTRA
847
DELISTED
Proterra Inc. Common Stock
PTRA
$0 ﹤0.01%
+5
New +$31
HEXO
848
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-7
Closed –
JJE
849
DELISTED
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
– –
-547
Closed -$32K
DBD
850
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
129
– –
31 32 33
34
35

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Tradewinds Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, Tradewinds Capital Management held 869 positions worth $268M, down 57% from $617M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $290M in Q2 2022, closing 370 positions and reducing 238 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.5% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in iShares MSCI United Kingdom ETF worth $26.3M.

  • Tradewinds Capital Management's largest Q2 2022 buy was iShares MSCI United Kingdom ETF: 878,505 shares worth $26.3M.
  • Tradewinds Capital Management added most to iShares Gold Trust in Q2 2022, an estimated $28.6M increase.
  • Tradewinds Capital Management's biggest Q2 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $66.1M.
  • Tradewinds Capital Management fully exited Sprott Physical Silver Trust in Q2 2022, selling an estimated $2.13M.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $268M portfolio in Q2 2022.
  • Tradewinds Capital Management opened 38 new positions and closed 370 in Q2 2022.
  • Tradewinds Capital Management's portfolio value fell 57% quarter-over-quarter to $268M.

Based on Tradewinds Capital Management's 13F filing for Q2 2022, filed 21 Jul 2022.