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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADAM
801
Adamas Trust
ADAM
$883M
$0 ﹤0.01%
+3
New +$49
OVV icon
802
Ovintiv
OVV
$16.4B
$0 ﹤0.01%
8
-26
-76% -$928
PHI icon
803
PLDT
PHI
$4.33B
– –
-75
Closed -$2K
PTON icon
804
Peloton Interactive
PTON
$2.49B
$0 ﹤0.01%
2
– –
QID icon
805
ProShares UltraShort QQQ
QID
$247M
$0 ﹤0.01%
3
– –
RVT icon
806
Royce Value Trust
RVT
$2.3B
– –
-261
Closed -$5K
SGMO
807
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$0 ﹤0.01%
10
– –
SNAP icon
808
Snap
SNAP
$9.01B
$0 ﹤0.01%
1
– –
SNCY
809
DELISTED
Sun Country Airlines
SNCY
– –
-130
Closed -$4K
SONY icon
810
Sony
SONY
$138B
– –
-15
Closed –
TCRT icon
811
Alaunos Therapeutics
TCRT
$4.86M
– –
0
– –
TECS icon
812
Direxion Daily Technology Bear 3x ETF
TECS
$61.7M
– –
0
– –
TLSA icon
813
Tiziana Life Sciences
TLSA
$127M
$0 ﹤0.01%
250
– –
TRUP icon
814
Trupanion
TRUP
$1.18B
– –
-25
Closed -$2K
TRX icon
815
TRX Gold Corp
TRX
$344M
$0 ﹤0.01%
950
– –
UNL icon
816
United States 12 Month Natural Gas Fund
UNL
$13.3M
– –
-500
Closed -$7K
URA icon
817
Global X Uranium ETF
URA
$6.27B
$0 ﹤0.01%
7
-270
-97% -$7.12K
USCI icon
818
US Commodity Index
USCI
$365M
– –
-50
Closed -$2K
VHC icon
819
VirnetX Holding Corp
VHC
$63.1M
$0 ﹤0.01%
5
– –
VMEO
820
DELISTED
Vimeo
VMEO
$0 ﹤0.01%
12
– –
VTR icon
821
Ventas
VTR
$47.9B
– –
-155
Closed -$9K
VVX icon
822
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
YETI icon
823
Yeti Holdings
YETI
$3.95B
– –
-13
Closed -$1K
AIOT
824
PowerFleet Inc
AIOT
$592M
– –
-250
Closed -$2K
FLG
825
Flagstar Bank National Association
FLG
$5.82B
– –
-83
Closed -$3K
30 31 32
33
34

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.