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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRS
801
DELISTED
Amyris Inc.
AMRS
$0 ﹤0.01%
+1
New +$15
SRNE
802
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$0 ﹤0.01%
50
– –
TEN
803
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-100
Closed -$1K
HYMCZ
804
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
100
– –
BPMP
805
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$0 ﹤0.01%
1
– –
HOME
806
DELISTED
At Home Group Inc.
HOME
$0 ﹤0.01%
+4
New +$100
WORK
807
DELISTED
Slack Technologies, Inc.
WORK
$0 ﹤0.01%
12
-100
-89% -$4.18K
OTEL
808
DELISTED
Otelco, Inc. Class A
OTEL
– –
-22,950
Closed -$265K
SINA
809
DELISTED
Sina Corp
SINA
– –
-180
Closed -$8K
MUS
810
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-2,035
Closed -$27K
FM
811
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-2,110
Closed -$60K
29 30 31 32
33

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.