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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLRB icon
776
Cellectar Biosciences
CLRB
$20.5M
– –
-33
Closed -$9K
CTKB icon
777
Cytek Biosciences
CTKB
$546M
$0 ﹤0.01%
2
– –
EMLC icon
778
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
– –
-52
Closed -$2K
EQX icon
779
Equinox Gold
EQX
$13.5B
$0 ﹤0.01%
69
– –
FSM icon
780
Fortuna Silver Mines
FSM
$3.07B
– –
-745
Closed -$3K
FUBO icon
781
FuboTV Inc
FUBO
$273M
– –
-6
Closed -$2K
GNLN icon
782
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
GRPN icon
783
Groupon
GRPN
$1.02B
$0 ﹤0.01%
10
– –
HDGE icon
784
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$0 ﹤0.01%
20
– –
HOOD icon
785
Robinhood
HOOD
$83.9B
– –
-75
Closed -$3K
INCY icon
786
Incyte
INCY
$24.4B
– –
-200
Closed -$14K
INO icon
787
Inovio Pharmaceuticals
INO
$69M
$0 ﹤0.01%
1
– –
JKS
788
JinkoSolar
JKS
$891M
– –
-112
Closed -$5K
KD icon
789
Kyndryl
KD
$3.05B
$0 ﹤0.01%
+25
New +$540
KEYS icon
790
Keysight
KEYS
$58.3B
$0 ﹤0.01%
1
– –
LCID icon
791
Lucid Motors
LCID
$2.77B
– –
-495
Closed -$126K
LOGI icon
792
Logitech
LOGI
$15.2B
$0 ﹤0.01%
4
– –
MA icon
793
Mastercard
MA
$493B
– –
-132
Closed -$46K
MDYG icon
794
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
– –
-8
Closed -$1K
MJ icon
795
Amplify Alternative Harvest ETF
MJ
$105M
$0 ﹤0.01%
2
– –
MT icon
796
ArcelorMittal
MT
$55.3B
– –
-100
Closed -$3K
MUX icon
797
McEwen Inc
MUX
$1.18B
$0 ﹤0.01%
52
– –
NAK
798
Northern Dynasty Minerals
NAK
$958M
$0 ﹤0.01%
600
– –
NAVI icon
799
Navient
NAVI
$853M
– –
-100
Closed -$2K
NGD
800
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
– –
30 31
32
33 34

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.