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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSG icon
776
iShares Core S&P US Growth ETF
IUSG
$33.9B
– –
-139
Closed -$14K
JNPR
777
DELISTED
Juniper Networks
JNPR
– –
-75
Closed -$2K
JNUG icon
778
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$531M
– –
-100
Closed -$8K
KEYS icon
779
Keysight
KEYS
$58.3B
$0 ﹤0.01%
1
– –
LOGI icon
780
Logitech
LOGI
$15.2B
$0 ﹤0.01%
4
– –
MJ icon
781
Amplify Alternative Harvest ETF
MJ
$105M
$0 ﹤0.01%
2
– –
MRVI icon
782
Maravai LifeSciences
MRVI
$919M
– –
-50
Closed -$2K
NAK
783
Northern Dynasty Minerals
NAK
$958M
$0 ﹤0.01%
600
– –
NGD
784
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
– –
NSC icon
785
Norfolk Southern
NSC
$75.1B
– –
-18
Closed -$5K
PCY icon
786
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
-37
Closed -$1K
PTON icon
787
Peloton Interactive
PTON
$2.49B
$0 ﹤0.01%
2
-10
-83% -$1.1K
QDEL icon
788
QuidelOrtho
QDEL
$838M
– –
-50
Closed -$6K
QID icon
789
ProShares UltraShort QQQ
QID
$247M
$0 ﹤0.01%
3
– –
RDN icon
790
Radian Group
RDN
$4.93B
– –
-235
Closed -$5K
RKLB icon
791
Rocket Lab Corp
RKLB
$51.8B
– –
-40
Closed –
RL icon
792
Ralph Lauren
RL
$23.6B
– –
-55
Closed -$6K
RMD icon
793
ResMed
RMD
$30.7B
– –
-43
Closed -$11K
RUN icon
794
Sunrun
RUN
$2.46B
– –
-2
Closed –
SCHB icon
795
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-84
Closed -$1K
SCHZ icon
796
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
– –
-300
Closed -$8K
SGMO
797
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$0 ﹤0.01%
10
– –
SHLS icon
798
Shoals Technologies Group
SHLS
$1.5B
– –
-50
Closed -$2K
SNAP icon
799
Snap
SNAP
$9.01B
$0 ﹤0.01%
1
– –
SONY icon
800
Sony
SONY
$138B
$0 ﹤0.01%
15
– –
30 31
32
33 34

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.