TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
-3.01%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$617M
AUM Growth
-$35.5M
Cap. Flow
+$674K
Cap. Flow %
0.11%
Top 10 Hldgs %
59.86%
Holding
879
New
68
Increased
163
Reduced
93
Closed
48

Top Buys

1
GNR icon
SPDR S&P Global Natural Resources ETF
GNR
$32.2M
2
SCHH icon
Schwab US REIT ETF
SCHH
$30.3M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$28M
4
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$17.1M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
$16.8M

Top Sells

1
SCHP icon
Schwab US TIPS ETF
SCHP
$27.5M
2
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$27M
3
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
$26.9M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$19M
5
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$16.2M

Sector Composition

1 Technology 16%
2 Consumer Discretionary 2.85%
3 Industrials 2.13%
4 Healthcare 1.37%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSCO icon
751
Tractor Supply
TSCO
$32.1B
$1K ﹤0.01%
30
– –
UNIT
752
Uniti Group
UNIT
$1.59B
$1K ﹤0.01%
100
– –
VBK icon
753
Vanguard Small-Cap Growth ETF
VBK
$20.4B
$1K ﹤0.01%
6
– –
VMBS icon
754
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
$1K ﹤0.01%
+11
New +$1K
VOE icon
755
Vanguard Mid-Cap Value ETF
VOE
$18.8B
$1K ﹤0.01%
+7
New +$1K
VRTX icon
756
Vertex Pharmaceuticals
VRTX
$102B
$1K ﹤0.01%
+2
New +$1K
WKSP icon
757
Worksport
WKSP
$22.6M
$1K ﹤0.01%
27
– –
XPO icon
758
XPO
XPO
$15.4B
$1K ﹤0.01%
34
– –
ZIMV icon
759
ZimVie
ZIMV
$532M
$1K ﹤0.01%
+27
New +$1K
EXAI
760
DELISTED
Exscientia Plc American Depositary Shares
EXAI
$1K ﹤0.01%
+100
New +$1K
CAMP
761
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
4
– –
NVTA
762
DELISTED
Invitae Corporation
NVTA
$1K ﹤0.01%
100
– –
WTER
763
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
40
– –
FRGI
764
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1K ﹤0.01%
200
– –
DBD
765
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
SDIG
766
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$1K ﹤0.01%
+15
New +$1K
TWTR
767
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
-200
-93% -$13.3K
DIDI
768
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$1K ﹤0.01%
306
– –
MFGP
769
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
LTHM
770
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
+10
New –
FRTX
771
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
PACW
772
DELISTED
PacWest Bancorp
PACW
– –
-30
Closed -$1K
SNAP icon
773
Snap
SNAP
$12.4B
$0 ﹤0.01%
1
– –
SOFI icon
774
SoFi Technologies
SOFI
$30.7B
$0 ﹤0.01%
50
– –
SPGI icon
775
S&P Global
SPGI
$164B
– –
-184
Closed -$87K
29 30
31
32 33