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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WINT
751
DELISTED
Windtree Therapeutics
WINT
– –
0
– –
WKSP icon
752
Worksport
WKSP
$10.5M
$1K ﹤0.01%
27
– –
X
753
DELISTED
US Steel
X
$1K ﹤0.01%
48
– –
DGXX
754
Digi Power X Inc
DGXX
$385M
$1K ﹤0.01%
+300
New +$1.48K
BHIL
755
DELISTED
Benson Hill, Inc.
BHIL
$1K ﹤0.01%
+3
New +$725
CAMP
756
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
4
– –
FUV
757
DELISTED
Arcimoto, Inc. Common Stock
FUV
$1K ﹤0.01%
4
– –
WTER
758
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
+40
New +$870
PACW
759
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
DEN
760
DELISTED
Denbury Inc.
DEN
$1K ﹤0.01%
13
– –
DBD
761
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
BBBY
762
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
100
– –
IPOD
763
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
50
– –
ZNGA
764
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
200
– –
FMO
765
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
MFGP
766
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
ADNT icon
767
Adient
ADNT
$1.5B
$0 ﹤0.01%
8
– –
AGCO icon
768
AGCO
AGCO
$7.2B
– –
-50
Closed -$6K
AGI icon
769
Alamos Gold
AGI
$13.9B
$0 ﹤0.01%
59
– –
AOUT icon
770
American Outdoor Brands
AOUT
$157M
$0 ﹤0.01%
13
– –
AQB icon
771
AquaBounty Technologies
AQB
$6.02M
– –
0
– –
BAND
772
Bandwidth Inc
BAND
$1.61B
– –
-50
Closed -$5K
BE icon
773
Bloom Energy
BE
$64.6B
– –
-294
Closed -$6K
BEP icon
774
Brookfield Renewable
BEP
$9.96B
$0 ﹤0.01%
3
– –
BKD icon
775
Brookdale Senior Living
BKD
$3.4B
$0 ﹤0.01%
95
– –
29 30
31
32 33

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.