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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
751
Alamos Gold
AGI
$13.9B
$0 ﹤0.01%
59
– –
AOUT icon
752
American Outdoor Brands
AOUT
$157M
$0 ﹤0.01%
13
– –
AQB icon
753
AquaBounty Technologies
AQB
$6.02M
– –
0
– –
BB icon
754
BlackBerry
BB
$5.26B
– –
-100
Closed -$1K
BCRX icon
755
BioCryst Pharmaceuticals
BCRX
$2.4B
– –
-750
Closed -$12K
BEP icon
756
Brookfield Renewable
BEP
$9.96B
$0 ﹤0.01%
3
– –
CMCL icon
757
Caledonia Mining Corp
CMCL
$420M
– –
-60
Closed -$1K
CNP icon
758
CenterPoint Energy
CNP
$26.8B
– –
-400
Closed -$10K
CPER icon
759
United States Copper Index Fund
CPER
$772M
– –
-71
Closed -$2K
CRIS icon
760
Curis
CRIS
$7.83M
– –
-15
Closed -$48K
CTKB icon
761
Cytek Biosciences
CTKB
$546M
$0 ﹤0.01%
+2
New +$47
EDU icon
762
New Oriental
EDU
$8.98B
– –
-15
Closed -$1K
EQX icon
763
Equinox Gold
EQX
$13.5B
$0 ﹤0.01%
69
– –
EMBJ
764
Embraer S.A. ADS
EMBJ
$13B
– –
-480
Closed -$7K
EXPE icon
765
Expedia Group
EXPE
$37.3B
– –
-50
Closed -$8K
FHLC icon
766
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
– –
-336
Closed -$21K
FREL icon
767
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
– –
-240
Closed -$7K
GME icon
768
GameStop
GME
$8.6B
– –
-4
Closed –
GNLN icon
769
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
GRPN icon
770
Groupon
GRPN
$1.02B
$0 ﹤0.01%
10
– –
GTBP icon
771
GT Biopharma
GTBP
$11.5M
– –
-1
Closed –
IGOV icon
772
iShares International Treasury Bond ETF
IGOV
$1.54B
– –
-104
Closed -$5K
INO icon
773
Inovio Pharmaceuticals
INO
$69M
$0 ﹤0.01%
1
– –
IOVA icon
774
Iovance Biotherapeutics
IOVA
$2.87B
$0 ﹤0.01%
3
– –
IUSV icon
775
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-205
Closed -$15K
29 30
31
32 33

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.