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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$546M
AUM Growth
+$43.6M
Cap. Flow
+$15.2M
Cap. Flow %
2.79%
Top 10 Hldgs %
59.23%
Holding
848
New
73
Increased
135
Reduced
109
Closed
42

Top Buys

Rank Stock Value
1
EWA icon
iShares MSCI Australia ETF
EWA
+$25.8M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$25.8M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$25.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$23.9M

Top Sells

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$25.6M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$23.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$23.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.1M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$20.1M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Consumer Discretionary 3.59%
3 Industrials 2.62%
4 Healthcare 1.54%
5 Consumer Staples 1.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WINT
751
DELISTED
Windtree Therapeutics
WINT
– –
0
– –
X
752
DELISTED
US Steel
X
$1K ﹤0.01%
48
– –
INFN
753
DELISTED
Infinera Corporation Common Stock
INFN
$1K ﹤0.01%
100
– –
MMAT
754
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
+2
New +$1.12K
CAMP
755
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
4
– –
FSR
756
DELISTED
Fisker Inc.
FSR
$1K ﹤0.01%
+30
New +$443
PACW
757
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
VMW
758
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
+6
New +$960
HEXO
759
DELISTED
HEXO Corp. Common Shares
HEXO
$1K ﹤0.01%
7
– –
COUP
760
DELISTED
Coupa Software Incorporated
COUP
$1K ﹤0.01%
5
– –
TWTR
761
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
– –
IPOD
762
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
50
– –
FMO
763
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
WORK
764
DELISTED
Slack Technologies, Inc.
WORK
$1K ﹤0.01%
12
– –
ACLS icon
765
Axcelis
ACLS
$4.33B
– –
-75
Closed -$3K
ADNT icon
766
Adient
ADNT
$1.5B
$0 ﹤0.01%
8
– –
AGI icon
767
Alamos Gold
AGI
$13.9B
$0 ﹤0.01%
59
– –
AOUT icon
768
American Outdoor Brands
AOUT
$157M
$0 ﹤0.01%
13
– –
AQB icon
769
AquaBounty Technologies
AQB
$6.02M
– –
0
– –
BEP icon
770
Brookfield Renewable
BEP
$9.96B
$0 ﹤0.01%
+3
New +$119
BHP icon
771
BHP
BHP
$230B
– –
-137
Closed -$8K
BNS icon
772
Scotiabank
BNS
$108B
– –
-55
Closed -$3K
BSV icon
773
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-12
Closed -$1K
BZUN
774
Baozun
BZUN
$172M
– –
-65
Closed -$2K
CHPT icon
775
ChargePoint
CHPT
$161M
– –
0
– –
29 30
31
32 33

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Tradewinds Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Tradewinds Capital Management held 848 positions worth $546M, up 8.7% from $502M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q2 2021 filing shows 73 new, 135 increased, 109 reduced and 42 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 649,172 shares worth $25.7M. The largest sale was State Street SPDR S&P 600 Small Cap Value ETF, an estimated $25.6M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q2 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 649,172 shares worth $25.7M.
  • Tradewinds Capital Management added most to iShares MSCI Australia ETF in Q2 2021, an estimated $25.8M increase.
  • Tradewinds Capital Management's biggest Q2 2021 reduction was State Street SPDR S&P 600 Small Cap Value ETF, cutting an estimated $25.6M.
  • Tradewinds Capital Management fully exited iShares 1-3 Year Treasury Bond ETF in Q2 2021, selling an estimated $283K.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $546M portfolio in Q2 2021.
  • Tradewinds Capital Management opened 73 new positions and closed 42 in Q2 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $546M.

Based on Tradewinds Capital Management's 13F filing for Q2 2021, filed 30 Jul 2021.