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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
751
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– -$1K
MLNX
752
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-50
Closed -$2K
NVLN
753
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
10
– –
LEXEA
754
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$0 ﹤0.01%
4
– –
TIER
755
DELISTED
TIER REIT, Inc.
TIER
– –
-115
Closed -$2K
TAHO
756
DELISTED
Tahoe Resources Inc
TAHO
– –
-100
Closed -$1K
QCP
757
DELISTED
Quality Care Properties, Inc.
QCP
– –
-4
Closed –
VR
758
DELISTED
Validus Hold Ltd
VR
– –
-98
Closed -$5K
MBVX
759
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
– –
-36
Closed –
TAO
760
DELISTED
Invesco China Real Estate ETF
TAO
– –
-125
Closed -$2K
CHUBA
761
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
1
– –
CHUBK
762
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
2
– –
LVNTA
763
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
6
– –
CAB
764
DELISTED
Cabela's Inc
CAB
– –
-1,595
Closed -$93K
ARIS
765
DELISTED
ARI Network Services, Inc.
ARIS
– –
-500
Closed -$3K
SE
766
DELISTED
Spectra Energy Corp Wi
SE
– –
-8,882
Closed -$365K
STJ
767
DELISTED
St Jude Medical
STJ
– –
-3,920
Closed -$314K
CRC
768
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
1
– –
ARLZ
769
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$0 ﹤0.01%
6
– –
CFCB
770
DELISTED
Centrue Financial Corporation
CFCB
– –
-200
Closed -$5K
AUNZ
771
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
– –
-102
Closed -$2K
AMCC
772
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-167
Closed -$1K
27 28 29 30
31

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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.