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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
726
Inseego
INSG
$90.5M
$1K ﹤0.01%
12
– –
KHC icon
727
Kraft Heinz
KHC
$30B
$1K ﹤0.01%
32
– –
M icon
728
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
DFTX
729
Definium Therapeutics
DFTX
$6.12B
$1K ﹤0.01%
53
– –
MTSI icon
730
MACOM Technology Solutions
MTSI
$23.7B
$1K ﹤0.01%
18
– –
NXE icon
731
NexGen Energy
NXE
$6.99B
$1K ﹤0.01%
130
– –
OPEN icon
732
Opendoor
OPEN
$3.38B
$1K ﹤0.01%
52
– –
OTLY
733
Oatly Group
OTLY
$438M
$1K ﹤0.01%
7
– –
PLTM icon
734
GraniteShares Platinum Shares
PLTM
$189M
$1K ﹤0.01%
100
– –
PPBI
735
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
17
– –
PRGO icon
736
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
SANA icon
737
Sana Biotechnology
SANA
$980M
$1K ﹤0.01%
75
– –
SBSW icon
738
Sibanye-Stillwater
SBSW
$7.53B
$1K ﹤0.01%
100
– –
FIRY
739
Firy Inc
FIRY
$163M
$1K ﹤0.01%
6
– –
SKYY icon
740
First Trust Cloud Computing ETF
SKYY
$3.12B
$1K ﹤0.01%
8
– –
SOFI icon
741
SoFi Technologies
SOFI
$23.7B
$1K ﹤0.01%
50
– –
SONO icon
742
Sonos
SONO
$1.85B
$1K ﹤0.01%
50
– –
SPB icon
743
Spectrum Brands
SPB
$2.07B
$1K ﹤0.01%
13
– –
STE icon
744
Steris
STE
$23.1B
$1K ﹤0.01%
3
– –
SWBI icon
745
Smith & Wesson
SWBI
$637M
$1K ﹤0.01%
52
– –
SWKS icon
746
Skyworks Solutions
SWKS
$10.6B
$1K ﹤0.01%
5
-31
-86% -$4.96K
TAK icon
747
Takeda Pharmaceutical
TAK
$55.7B
$1K ﹤0.01%
70
– –
TPR icon
748
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
TSCO icon
749
Tractor Supply
TSCO
$18B
$1K ﹤0.01%
30
+5
+20% +$219
UNIT
750
Uniti Group
UNIT
$2.32B
$1K ﹤0.01%
100
– –
28 29
30
31 32

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.