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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPB icon
726
Spectrum Brands
SPB
$2.07B
$1K ﹤0.01%
13
– –
SSRM icon
727
SSR Mining
SSRM
$6.48B
$1K ﹤0.01%
90
– –
STE icon
728
Steris
STE
$23.1B
$1K ﹤0.01%
3
– –
SWBI icon
729
Smith & Wesson
SWBI
$637M
$1K ﹤0.01%
52
– –
TAK icon
730
Takeda Pharmaceutical
TAK
$55.7B
$1K ﹤0.01%
70
-70
-50% -$1.18K
TPR icon
731
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
TSCO icon
732
Tractor Supply
TSCO
$18B
$1K ﹤0.01%
25
+5
+25% +$194
UNIT
733
Uniti Group
UNIT
$2.32B
$1K ﹤0.01%
100
– –
WINT
734
DELISTED
Windtree Therapeutics
WINT
– –
0
– –
X
735
DELISTED
US Steel
X
$1K ﹤0.01%
48
– –
YETI icon
736
Yeti Holdings
YETI
$3.95B
$1K ﹤0.01%
+13
New +$1.26K
INFN
737
DELISTED
Infinera Corporation Common Stock
INFN
$1K ﹤0.01%
100
– –
CAMP
738
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
4
– –
FUV
739
DELISTED
Arcimoto, Inc. Common Stock
FUV
$1K ﹤0.01%
+4
New +$1.09K
PACW
740
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
VMW
741
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
6
– –
DEN
742
DELISTED
Denbury Inc.
DEN
$1K ﹤0.01%
+13
New +$897
SDC
743
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$1K ﹤0.01%
+250
New +$1.55K
DBD
744
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
COUP
745
DELISTED
Coupa Software Incorporated
COUP
$1K ﹤0.01%
5
– –
TWTR
746
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
– –
IPOD
747
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
50
– –
FMO
748
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
MFGP
749
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
ADNT icon
750
Adient
ADNT
$1.5B
$0 ﹤0.01%
8
– –
28 29
30
31 32

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.