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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
726
DELISTED
Infinera Corporation Common Stock
INFN
$1K ﹤0.01%
100
– –
CAMP
727
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
+4
New +$1.01K
CLVRW
728
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$1K ﹤0.01%
+200
New +$701
PACW
729
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
RAD
730
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
25
– –
HEXO
731
DELISTED
HEXO Corp. Common Shares
HEXO
$1K ﹤0.01%
+7
New +$682
COUP
732
DELISTED
Coupa Software Incorporated
COUP
$1K ﹤0.01%
5
– –
TWTR
733
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
– –
IPOD
734
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
+50
New +$712
DRE
735
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
GPL
736
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
66
– –
FMO
737
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
AAAU icon
738
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
– –
-133
Closed -$3K
ADNT icon
739
Adient
ADNT
$1.5B
$0 ﹤0.01%
8
– –
AEM icon
740
Agnico Eagle Mines
AEM
$90.5B
– –
-81
Closed -$6K
AGI icon
741
Alamos Gold
AGI
$13.9B
$0 ﹤0.01%
59
– –
AOUT icon
742
American Outdoor Brands
AOUT
$157M
$0 ﹤0.01%
13
– –
AQB icon
743
AquaBounty Technologies
AQB
$6.02M
– –
0
– –
ARLO icon
744
Arlo Technologies
ARLO
$1.65B
– –
-100
Closed -$1K
ATO icon
745
Atmos Energy
ATO
$28.8B
– –
-185
Closed -$18K
BDX icon
746
Becton Dickinson
BDX
$48.2B
– –
-17
Closed -$4K
BTBT icon
747
Bit Digital
BTBT
$482M
– –
-100
Closed -$2K
CALX icon
748
Calix
CALX
$2.39B
– –
-100
Closed -$3K
CANG
749
Cango Inc
CANG
$68.5M
– –
-25
Closed -$2K
CHPT icon
750
ChargePoint
CHPT
$161M
– –
0
– –
28 29
30
31 32

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.