We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECS icon
726
Direxion Daily Technology Bear 3x ETF
TECS
$61.6M
– –
0
– –
TLSA icon
727
Tiziana Life Sciences
TLSA
$127M
$0 ﹤0.01%
234
+64
+38% +$202
UCO icon
728
ProShares Ultra Bloomberg Crude Oil
UCO
$417M
– –
-400
Closed -$3K
VIAV icon
729
Viavi Solutions
VIAV
$9.27B
$0 ﹤0.01%
1
– –
VVX icon
730
V2X
VVX
$2.63B
$0 ﹤0.01%
1
– –
WFC.PRL icon
731
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
– –
-45
Closed -$60K
NKLA
732
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
SMAR
733
DELISTED
Smartsheet Inc.
SMAR
$0 ﹤0.01%
6
– –
SOLO
734
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-4,925
Closed -$12K
NEPT
735
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
MARK
736
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
5
– –
MPLN.WS
737
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$0 ﹤0.01%
+300
New +$454
RAD
738
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
SRNE
739
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$0 ﹤0.01%
50
– –
HYMCZ
740
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
100
– –
BPMP
741
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$0 ﹤0.01%
1
– –
LVGO
742
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-100
Closed -$14K
CCXX.WS
743
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
-200
Closed –
AMTD
744
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-154
Closed -$6K
NBL
745
DELISTED
Noble Energy, Inc.
NBL
– –
-600
Closed -$5K
BSCK
746
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-950
Closed -$20K
UN
747
DELISTED
Unilever NV New York Registry Shares
UN
– –
-150
Closed -$9K
26 27 28 29
30

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.