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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIT
726
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-5
Closed –
CCXX.WS
727
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
$0 ﹤0.01%
+200
New +$428
LOGM
728
DELISTED
LogMein, Inc.
LOGM
– –
-421
Closed -$36K
TMUSR
729
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-1,553
Closed –
BGG
730
DELISTED
Briggs & Stratton Corp.
BGG
– –
-800
Closed -$1K
ORBC
731
DELISTED
ORBCOMM, Inc.
ORBC
– –
-2,716
Closed -$10K
SPN
732
DELISTED
Superior Energy Services, Inc.
SPN
– –
-56
Closed –
26 27 28 29
30

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.