We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
726
Invesco Municipal Opportunity Trust
VMO
$663M
– –
-1,932
Closed -$22K
VOD icon
727
Vodafone
VOD
$37.4B
– –
-54
Closed -$1K
VVX icon
728
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
VYM icon
729
Vanguard High Dividend Yield ETF
VYM
$83.5B
– –
-21
Closed -$1K
WHR icon
730
Whirlpool
WHR
$2.82B
– –
-1
Closed –
CMBT
731
CMB.TECH NV
CMBT
$4.73B
– –
-98
Closed -$1K
JBTM
732
JBT Marel
JBTM
$6.39B
– –
-12
Closed -$1K
SMAR
733
DELISTED
Smartsheet Inc.
SMAR
$0 ﹤0.01%
+6
New +$305
PXD
734
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-200
Closed -$14K
MARK
735
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
+5
New +$77
TRHC
736
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-30
Closed -$2K
RAD
737
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
IDEX
738
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$0 ﹤0.01%
+1
New +$116
SPPI
739
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-700
Closed -$2K
STOR
740
DELISTED
STORE Capital Corporation
STOR
– –
-430
Closed -$8K
TWTR
741
DELISTED
Twitter, Inc.
TWTR
$0 ﹤0.01%
15
– –
GPL
742
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
66
– –
BPMP
743
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$0 ﹤0.01%
+1
New +$11
FLIR
744
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$0 ﹤0.01%
+10
New +$415
FIT
745
DELISTED
Fitbit, Inc. Class A common stock
FIT
$0 ﹤0.01%
+5
New +$33
MNK
746
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-3
Closed –
DNR
747
DELISTED
Denbury Resources, Inc.
DNR
– –
-17,235
Closed -$3K
TMUSR
748
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$0 ﹤0.01%
+1,553
New +$436
CHK
749
DELISTED
Chesapeake Energy Corporation
CHK
– –
-7
Closed –
AGN
750
DELISTED
Allergan plc
AGN
– –
-120
Closed -$21K
27 28 29
30
31

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.