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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIS
726
Nebius Group N.V.
NBIS
$48.3B
– –
-235
Closed -$5K
QVCGA
727
DELISTED
QVC Group Inc Series A
QVCGA
– –
-2
Closed -$2K
LGF.B
728
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
9
– –
PDCO
729
DELISTED
Patterson Companies, Inc.
PDCO
– –
-159
Closed -$7K
PXD
730
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-10
Closed -$2K
VRTV
731
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
– –
HEWC
732
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
– –
-625
Closed -$16K
CLR
733
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-34
Closed -$2K
NUAN
734
DELISTED
Nuance Communications, Inc.
NUAN
– –
-12
Closed –
RDS.B
735
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-28
Closed -$2K
SQBG
736
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
WDR
737
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-284
Closed -$5K
AXAS
738
DELISTED
Abraxas Petroleum Corp
AXAS
$0 ﹤0.01%
+6
New +$225
NBL
739
DELISTED
Noble Energy, Inc.
NBL
– –
-86
Closed -$3K
ENT
740
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-6
Closed –
NVLN
741
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
10
– –
APC
742
DELISTED
Anadarko Petroleum
APC
– –
-26
Closed -$2K
LEXEA
743
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$0 ﹤0.01%
4
– –
SDLP
744
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-52
Closed -$2K
ARRS
745
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-1,185
Closed -$31K
CHUBA
746
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
1
– –
CHUBK
747
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
2
– –
LVNTA
748
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
6
– –
AAAP
749
DELISTED
Advanced Accelerator Applications S.A.
AAAP
– –
-77
Closed -$3K
CEMP
750
DELISTED
Cempra, Inc.
CEMP
– –
-875
Closed -$3K
27 28 29
30
31

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.