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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAK icon
726
ReposiTrak
TRAK
$156M
– –
-200
Closed -$3K
TZA icon
727
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
– –
0
– -$2K
UFPI icon
728
UFP Industries
UFPI
$5.24B
– –
-105
Closed -$4K
UVE icon
729
Universal Insurance Holdings
UVE
$1.23B
– –
-80
Closed -$2K
VBR icon
730
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-136
Closed -$16K
VHC icon
731
VirnetX Holding Corp
VHC
$63.9M
$0 ﹤0.01%
5
– –
VMO icon
732
Invesco Municipal Opportunity Trust
VMO
$656M
– –
-21,000
Closed -$268K
VTR icon
733
Ventas
VTR
$47.5B
– –
-55
Closed -$3K
VVX icon
734
V2X
VVX
$2.44B
$0 ﹤0.01%
1
– –
WB icon
735
Weibo
WB
$1.95B
– –
-20
Closed -$1K
WIT icon
736
Wipro
WIT
$19.8B
– –
-13,275
Closed -$24K
XES icon
737
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$358M
– –
-20
Closed -$4K
XLRE icon
738
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$0 ﹤0.01%
2
– –
XPP icon
739
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.89M
– –
-50
Closed -$2K
TBCH
740
Turtle Beach Corp
TBCH
$269M
– –
-500
Closed -$3K
LGF.B
741
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
9
– –
TUP
742
DELISTED
Tupperware Brands Corporation
TUP
– –
-287
Closed -$15K
NEPT
743
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-2
Closed -$2K
VRTV
744
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
– –
RSX
745
DELISTED
VanEck Russia ETF
RSX
– –
-102
Closed -$2K
NUAN
746
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
12
– –
SQBG
747
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
MMAC
748
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-40
Closed -$1K
GLOG
749
DELISTED
GASLOG LTD
GLOG
– –
-71
Closed -$1K
ENT
750
DELISTED
Global Eagle Entertainment Inc.
ENT
$0 ﹤0.01%
+6
New +$782
27 28 29
30
31

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.