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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
51
Alaska Air
ALK
$5.58B
$185K 0.07%
4,739
+1,500
+46% +$53.5K
JPM icon
52
JPMorgan Chase
JPM
$950B
$182K 0.07%
1,072
– –
PSK icon
53
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$179K 0.07%
5,343
– –
CCB icon
54
Coastal Financial
CCB
$693M
$178K 0.07%
4,005
– –
DUK icon
55
Duke Energy
DUK
$97.3B
$176K 0.07%
1,809
– –
LLY icon
56
Eli Lilly
LLY
$1.06T
$175K 0.07%
300
– –
SCHF icon
57
Schwab International Equity ETF
SCHF
$68.7B
$167K 0.07%
9,056
-1,569,978
-99% -$27.2M
PANW icon
58
Palo Alto Networks
PANW
$297B
$162K 0.06%
1,100
-400
-27% -$53.5K
OKE icon
59
Oneok
OKE
$54.5B
$159K 0.06%
2,262
+143
+7% +$9.58K
MDYV icon
60
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$157K 0.06%
2,143
+8
+0.4% +$529
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.33T
$155K 0.06%
1,110
– –
RSPD icon
62
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$155K 0.06%
3,252
+7
+0.2% +$300
CSCO icon
63
Cisco
CSCO
$479B
$147K 0.06%
2,919
– –
NUE icon
64
Nucor
NUE
$62.1B
$139K 0.06%
800
-30
-4% -$4.76K
BP icon
65
BP
BP
$107B
$131K 0.05%
3,698
-9,993
-73% -$366K
RSPN icon
66
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$126K 0.05%
2,913
+9
+0.3% +$356
WM icon
67
Waste Management
WM
$91B
$126K 0.05%
701
– –
UNH icon
68
UnitedHealth
UNH
$370B
$125K 0.05%
238
– –
DECK icon
69
Deckers Outdoor
DECK
$13.3B
$125K 0.05%
1,122
– –
CAT icon
70
Caterpillar
CAT
$387B
$125K 0.05%
422
+2
+0.5% +$519
UBER icon
71
Uber
UBER
$153B
$118K 0.05%
1,910
– –
SCHO icon
72
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$117K 0.05%
4,832
+40
+0.8% +$961
INTC icon
73
Intel
INTC
$513B
$116K 0.05%
2,299
+1
+0% +$41
V icon
74
Visa
V
$677B
$112K 0.04%
432
– –
SPR
75
DELISTED
Spirit AeroSystems
SPR
$109K 0.04%
3,427
– –
1 2
3
4 5

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.