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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
51
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$181K 0.06%
5,343
– –
DUK icon
52
Duke Energy
DUK
$97.3B
$175K 0.05%
1,809
– –
V icon
53
Visa
V
$677B
$170K 0.05%
754
+82
+12% +$18.3K
CSCO icon
54
Cisco
CSCO
$479B
$153K 0.05%
2,919
-266
-8% -$13K
VTI icon
55
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$152K 0.05%
746
+153
+26% +$30.6K
PANW icon
56
Palo Alto Networks
PANW
$297B
$150K 0.05%
1,500
– –
SPEU icon
57
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$145K 0.05%
3,815
+2,474
+184% +$92.3K
CCB icon
58
Coastal Financial
CCB
$693M
$144K 0.05%
4,005
– –
JPM icon
59
JPMorgan Chase
JPM
$950B
$139K 0.04%
1,069
-138
-11% -$18.9K
RSPD icon
60
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$137K 0.04%
3,225
+12
+0.4% +$512
NUE icon
61
Nucor
NUE
$62.1B
$136K 0.04%
881
+30
+4% +$4.77K
OKE icon
62
Oneok
OKE
$54.5B
$128K 0.04%
2,021
+26
+1% +$1.73K
UNH icon
63
UnitedHealth
UNH
$370B
$126K 0.04%
267
-49
-16% -$23.6K
RTX icon
64
RTX Corp
RTX
$301B
$121K 0.04%
1,237
+51
+4% +$5.02K
CPK icon
65
Chesapeake Utilities
CPK
$3.21B
$118K 0.04%
920
– –
NKE icon
66
Nike
NKE
$61.9B
$115K 0.04%
939
-127
-12% -$15.6K
WM icon
67
Waste Management
WM
$91B
$114K 0.04%
701
-46
-6% -$7.04K
GOOGL icon
68
Alphabet (Google) Class A
GOOGL
$4.33T
$111K 0.04%
1,074
+14
+1% +$1.34K
RSPN icon
69
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$108K 0.03%
2,890
+10
+0.3% +$374
CVX icon
70
Chevron
CVX
$366B
$108K 0.03%
664
+215
+48% +$36K
ABBV icon
71
AbbVie
ABBV
$435B
$104K 0.03%
655
+154
+31% +$23.5K
LLY icon
72
Eli Lilly
LLY
$1.06T
$103K 0.03%
300
+130
+76% +$43.8K
MCD icon
73
McDonald's
MCD
$195B
$97K 0.03%
347
-48
-12% -$12.9K
CWB icon
74
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$96K 0.03%
1,431
+1,360
+1,915% +$91.1K
YUM icon
75
Yum! Brands
YUM
$41.1B
$95.3K 0.03%
722
+3
+0.4% +$386
1 2
3
4 5

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.