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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
51
Oneok
OKE
$54.5B
$131K 0.06%
1,995
+26
+1% +$1.6K
RSPD icon
52
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$126K 0.06%
3,213
+9
+0.3% +$350
NKE icon
53
Nike
NKE
$61.9B
$125K 0.06%
1,066
+133
+14% +$13.4K
RTX icon
54
RTX Corp
RTX
$301B
$120K 0.06%
1,186
+19
+2% +$1.79K
WM icon
55
Waste Management
WM
$91B
$117K 0.05%
747
+46
+7% +$7.4K
VTI icon
56
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$113K 0.05%
593
– –
NUE icon
57
Nucor
NUE
$62.1B
$112K 0.05%
851
+51
+6% +$6.93K
CPK icon
58
Chesapeake Utilities
CPK
$3.21B
$109K 0.05%
920
– –
SMCI icon
59
Super Micro Computer
SMCI
$20.1B
$107K 0.05%
13,000
– –
DE icon
60
Deere & Co
DE
$168B
$105K 0.05%
245
– –
PANW icon
61
Palo Alto Networks
PANW
$297B
$105K 0.05%
1,500
– –
MCD icon
62
McDonald's
MCD
$195B
$104K 0.05%
395
+88
+29% +$23.2K
RSPN icon
63
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$103K 0.05%
2,880
+10
+0.3% +$350
D icon
64
Dominion Energy
D
$59.3B
$103K 0.05%
1,672
+18
+1% +$1.13K
PFE icon
65
Pfizer
PFE
$153B
$96.2K 0.04%
1,877
+47
+3% +$2.25K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.33T
$93.5K 0.04%
1,060
– –
YUM icon
67
Yum! Brands
YUM
$41.1B
$92.1K 0.04%
719
+2
+0.3% +$242
RSPU icon
68
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$90.2K 0.04%
1,550
+8
+0.5% +$449
BAC icon
69
Bank of America
BAC
$442B
$89.5K 0.04%
2,701
+129
+5% +$4.44K
KO icon
70
Coca-Cola
KO
$375B
$87.8K 0.04%
1,381
+67
+5% +$4.04K
ADP icon
71
Automatic Data Processing
ADP
$108B
$87.3K 0.04%
365
+62
+20% +$15.2K
SLYV icon
72
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$86.1K 0.04%
1,160
– –
FLMX icon
73
Franklin FTSE Mexico ETF
FLMX
$86.7M
$85.9K 0.04%
+3,506
New +$88.1K
USB icon
74
US Bancorp
USB
$99.6B
$85.2K 0.04%
1,954
+162
+9% +$6.93K
BMY icon
75
Bristol-Myers Squibb
BMY
$132B
$84.3K 0.04%
1,171
+7
+0.6% +$528
1 2
3
4 5

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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.