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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
51
PACCAR
PCAR
$70.1B
$999K 0.17%
18,987
+3
+0% +$166
VMI icon
52
Valmont Industries
VMI
$9.53B
$940K 0.16%
4,000
– –
CVX icon
53
Chevron
CVX
$366B
$847K 0.14%
8,351
-686
-8% -$68.4K
FFIV icon
54
F5
FFIV
$22.7B
$759K 0.13%
3,816
– –
FXY icon
55
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
$755K 0.13%
8,938
– –
WAFD icon
56
WaFd
WAFD
$2.75B
$714K 0.12%
20,812
– –
PG icon
57
Procter & Gamble
PG
$339B
$699K 0.12%
5,003
+146
+3% +$20.7K
PGR icon
58
Progressive
PGR
$125B
$695K 0.12%
7,685
+5
+0.1% +$477
VO icon
59
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$695K 0.12%
11,744
+1,180
+11% +$71.3K
VZ icon
60
Verizon
VZ
$196B
$645K 0.11%
11,950
-121
-1% -$6.69K
WMT icon
61
Walmart Inc
WMT
$890B
$609K 0.1%
13,104
+3
+0% +$145
VOO icon
62
Vanguard S&P 500 ETF
VOO
$1.01T
$584K 0.1%
1,481
+163
+12% +$66.1K
CI icon
63
Cigna
CI
$74.6B
$567K 0.1%
2,832
+126
+5% +$27.4K
CMCSA icon
64
Comcast
CMCSA
$90B
$549K 0.09%
9,813
+24
+0.2% +$1.4K
BAC icon
65
Bank of America
BAC
$442B
$530K 0.09%
12,483
+262
+2% +$10.6K
XOM icon
66
ExxonMobil
XOM
$634B
$514K 0.09%
8,736
+830
+10% +$47.3K
ABT icon
67
Abbott
ABT
$187B
$508K 0.09%
4,299
– –
TMO icon
68
Thermo Fisher Scientific
TMO
$220B
$499K 0.08%
873
– –
DHR icon
69
Danaher
DHR
$144B
$497K 0.08%
1,842
– –
BANR icon
70
Banner Corp
BANR
$2.4B
$494K 0.08%
8,953
– –
CRM icon
71
Salesforce
CRM
$158B
$493K 0.08%
1,817
– –
PEP icon
72
PepsiCo
PEP
$190B
$487K 0.08%
3,236
+1,376
+74% +$213K
T icon
73
AT&T
T
$163B
$435K 0.07%
21,310
-589
-3% -$12.4K
VTV icon
74
Vanguard Morningstar Value ETF
VTV
$191B
$422K 0.07%
3,118
– –
ENB icon
75
Enbridge
ENB
$112B
$419K 0.07%
10,526
+217
+2% +$8.56K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.