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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.13T
$793K 0.16%
3,104
-25
-0.8% -$6.07K
FXY icon
52
Invesco CurrencyShares Japanese Yen Trust
FXY
$431M
$751K 0.15%
8,822
+677
+8% +$60.2K
PANW icon
53
Palo Alto Networks
PANW
$297B
$744K 0.15%
13,860
– –
PGR icon
54
Progressive
PGR
$125B
$734K 0.15%
7,680
– –
CI icon
55
Cigna
CI
$74.6B
$654K 0.13%
2,704
-114
-4% -$25.4K
WAFD icon
56
WaFd
WAFD
$2.75B
$633K 0.13%
20,562
– –
WMT icon
57
Walmart Inc
WMT
$890B
$599K 0.12%
13,242
-177
-1% -$8.2K
PG icon
58
Procter & Gamble
PG
$339B
$576K 0.11%
4,255
+65
+2% +$8.48K
CMCSA icon
59
Comcast
CMCSA
$90B
$526K 0.1%
9,729
+5
+0.1% +$264
ABT icon
60
Abbott
ABT
$187B
$515K 0.1%
4,299
– –
VO icon
61
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$509K 0.1%
9,192
+8
+0.1% +$434
BANR icon
62
Banner Corp
BANR
$2.4B
$477K 0.1%
8,953
– –
VOO icon
63
Vanguard S&P 500 ETF
VOO
$1.03T
$474K 0.09%
1,301
+44
+4% +$15.6K
BAC icon
64
Bank of America
BAC
$442B
$473K 0.09%
12,220
– –
VZ icon
65
Verizon
VZ
$196B
$434K 0.09%
7,469
+145
+2% +$8.18K
XOM icon
66
ExxonMobil
XOM
$634B
$432K 0.09%
7,744
-209
-3% -$11K
VTV icon
67
Vanguard Morningstar Value ETF
VTV
$192B
$411K 0.08%
3,123
+5
+0.2% +$627
SPEU icon
68
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$402K 0.08%
10,226
-1,971
-16% -$76.4K
BNDX icon
69
Vanguard Total International Bond ETF
BNDX
$83.1B
$401K 0.08%
7,016
+164
+2% +$9.46K
TMO icon
70
Thermo Fisher Scientific
TMO
$220B
$399K 0.08%
873
-74
-8% -$35.3K
CRM icon
71
Salesforce
CRM
$158B
$398K 0.08%
1,877
-983
-34% -$219K
SPYG icon
72
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$384K 0.08%
6,813
-352,605
-98% -$19.8M
EFA icon
73
iShares MSCI EAFE ETF
EFA
$80.2B
$377K 0.08%
4,963
– –
DHR icon
74
Danaher
DHR
$144B
$368K 0.07%
1,842
– –
JWN
75
DELISTED
Nordstrom
JWN
$349K 0.07%
9,212
– –
1 2
3
4 5

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.