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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
51
Applied Materials
AMAT
$428B
$644K 0.15%
10,835
-82
-0.8% -$5.07K
WMT icon
52
Walmart Inc
WMT
$890B
$624K 0.15%
13,386
+1,302
+11% +$57.9K
PG icon
53
Procter & Gamble
PG
$339B
$582K 0.14%
4,189
+2
+0% +$266
PANW icon
54
Palo Alto Networks
PANW
$297B
$565K 0.14%
13,860
– –
FFIV icon
55
F5
FFIV
$22.7B
$528K 0.13%
4,304
– –
FXY icon
56
Invesco CurrencyShares Japanese Yen Trust
FXY
$431M
$521K 0.12%
5,819
+1,459
+33% +$130K
CVX icon
57
Chevron
CVX
$366B
$509K 0.12%
7,063
+773
+12% +$65K
VMI icon
58
Valmont Industries
VMI
$9.53B
$497K 0.12%
4,000
– –
CI icon
59
Cigna
CI
$74.6B
$477K 0.11%
2,818
– –
ABT icon
60
Abbott
ABT
$187B
$468K 0.11%
4,299
+240
+6% +$24.3K
CMCSA icon
61
Comcast
CMCSA
$90B
$450K 0.11%
9,719
-87
-0.9% -$3.78K
VO icon
62
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$449K 0.11%
10,184
+8
+0.1% +$349
WAFD icon
63
WaFd
WAFD
$2.75B
$429K 0.1%
20,562
– –
TMO icon
64
Thermo Fisher Scientific
TMO
$220B
$418K 0.1%
947
– –
BANR icon
65
Banner Corp
BANR
$2.4B
$408K 0.1%
12,639
+1,133
+10% +$39.9K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$83.1B
$397K 0.1%
6,820
+17
+0.2% +$986
VZ icon
67
Verizon
VZ
$196B
$392K 0.09%
6,590
-86
-1% -$5K
SGOL icon
68
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$356K 0.09%
19,618
+22
+0.1% +$405
DHR icon
69
Danaher
DHR
$144B
$352K 0.08%
1,842
– –
CTXS
70
DELISTED
Citrix Systems Inc
CTXS
$341K 0.08%
2,474
– –
MCD icon
71
McDonald's
MCD
$195B
$331K 0.08%
1,507
+50
+3% +$10.3K
PSLV icon
72
Sprott Physical Silver Trust
PSLV
$13.2B
$320K 0.08%
38,647
– –
VOO icon
73
Vanguard S&P 500 ETF
VOO
$1.03T
$320K 0.08%
1,039
+290
+39% +$88.3K
ISTB icon
74
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$316K 0.08%
6,130
-581
-9% -$30K
VIG icon
75
Vanguard Dividend Appreciation ETF
VIG
$114B
$314K 0.08%
2,437
+2,333
+2,243% +$294K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.