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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMI icon
51
Valmont Industries
VMI
$9.57B
$599K 0.19%
4,000
– –
CI icon
52
Cigna
CI
$73.6B
$586K 0.18%
2,866
– –
PGR icon
53
Progressive
PGR
$124B
$556K 0.17%
7,680
+115
+2% +$8.29K
PANW icon
54
Palo Alto Networks
PANW
$300B
$534K 0.17%
13,860
– –
VO icon
55
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$502K 0.16%
11,268
– –
CMCSA icon
56
Comcast
CMCSA
$89.5B
$474K 0.15%
10,551
+494
+5% +$22K
WMT icon
57
Walmart Inc
WMT
$887B
$452K 0.14%
11,403
+450
+4% +$17.9K
PHYS icon
58
Sprott Physical Gold
PHYS
$15.7B
$444K 0.14%
36,458
+7,818
+27% +$93.1K
VZ icon
59
Verizon
VZ
$193B
$432K 0.14%
7,036
+707
+11% +$42.6K
BNDX icon
60
Vanguard Total International Bond ETF
BNDX
$82.2B
$431K 0.14%
7,623
+197
+3% +$11.4K
BAC icon
61
Bank of America
BAC
$437B
$430K 0.13%
12,216
+300
+3% +$9.7K
JWN
62
DELISTED
Nordstrom
JWN
$397K 0.12%
9,689
-38
-0.4% -$1.41K
T icon
63
AT&T
T
$162B
$393K 0.12%
13,317
+4,143
+45% +$120K
CWB icon
64
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$373K 0.12%
6,712
-537,190
-99% -$28.9M
JPM icon
65
JPMorgan Chase
JPM
$941B
$359K 0.11%
2,577
-50
-2% -$6.41K
ABT icon
66
Abbott
ABT
$186B
$355K 0.11%
4,089
+25
+0.6% +$2.09K
GE icon
67
GE Aerospace
GE
$389B
$354K 0.11%
6,357
-432
-6% -$22.3K
ENB icon
68
Enbridge
ENB
$112B
$338K 0.11%
8,496
-300
-3% -$11.2K
USB icon
69
US Bancorp
USB
$98.8B
$338K 0.11%
5,699
-136
-2% -$7.86K
TMO icon
70
Thermo Fisher Scientific
TMO
$215B
$337K 0.11%
1,038
+70
+7% +$21.2K
MMM icon
71
3M
MMM
$93.5B
$333K 0.1%
2,257
+921
+69% +$129K
XLU icon
72
State Street Utilities Select Sector SPDR ETF
XLU
$22.3B
$331K 0.1%
+10,250
New +$326K
EFA icon
73
iShares MSCI EAFE ETF
EFA
$80.3B
$326K 0.1%
4,695
– –
PEP icon
74
PepsiCo
PEP
$188B
$317K 0.1%
2,317
-133
-5% -$18.1K
CVS icon
75
CVS Health
CVS
$122B
$304K 0.1%
4,089
+4
+0.1% +$281
1 2
3
4 5

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.