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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
51
Walmart Inc
WMT
$887B
$433K 0.17%
10,953
+3
+0% +$113
VZ icon
52
Verizon
VZ
$195B
$382K 0.15%
6,329
-431
-6% -$24.8K
BAC icon
53
Bank of America
BAC
$441B
$348K 0.14%
11,916
+84
+0.7% +$2.42K
TRP icon
54
TC Energy
TRP
$66.3B
$341K 0.14%
6,589
– –
ABT icon
55
Abbott
ABT
$186B
$340K 0.13%
4,064
+55
+1% +$4.67K
PHYS icon
56
Sprott Physical Gold
PHYS
$15.6B
$339K 0.13%
28,640
-2,020
-7% -$23.9K
PEP icon
57
PepsiCo
PEP
$189B
$336K 0.13%
2,450
+205
+9% +$27.2K
JWN
58
DELISTED
Nordstrom
JWN
$328K 0.13%
9,727
+443
+5% +$13.5K
USB icon
59
US Bancorp
USB
$99.8B
$323K 0.13%
5,835
+502
+9% +$27.1K
GLD icon
60
SPDR Gold Trust
GLD
$140B
$310K 0.12%
2,235
– –
ENB icon
61
Enbridge
ENB
$113B
$309K 0.12%
8,796
– –
JPM icon
62
JPMorgan Chase
JPM
$951B
$309K 0.12%
2,627
+199
+8% +$22.5K
EFA icon
63
iShares MSCI EAFE ETF
EFA
$80.1B
$306K 0.12%
4,695
– –
GE icon
64
GE Aerospace
GE
$383B
$303K 0.12%
6,789
+82
+1% +$3.85K
TMO icon
65
Thermo Fisher Scientific
TMO
$216B
$282K 0.11%
968
– –
OTEL
66
DELISTED
Otelco, Inc. Class A
OTEL
$272K 0.11%
22,950
– –
SDY icon
67
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$270K 0.11%
2,633
– –
UAL icon
68
United Airlines
UAL
$42.1B
$270K 0.11%
3,050
– –
XOM icon
69
ExxonMobil
XOM
$635B
$266K 0.11%
3,763
+97
+3% +$7.01K
T icon
70
AT&T
T
$163B
$262K 0.1%
9,174
+831
+10% +$22K
SCHG icon
71
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$261K 0.1%
24,864
+24
+0.1% +$253
CVS icon
72
CVS Health
CVS
$123B
$258K 0.1%
4,085
+106
+3% +$6.28K
PFE icon
73
Pfizer
PFE
$151B
$258K 0.1%
7,570
+674
+10% +$24.5K
UNP icon
74
Union Pacific
UNP
$176B
$252K 0.1%
1,555
– –
MCD icon
75
McDonald's
MCD
$195B
$251K 0.1%
1,171
+61
+5% +$13.1K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.